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We study optimal trade execution strategies in financial markets with discrete order flow. The agent has a finite liquidation horizon and must minimize price impact given a random number of incoming trade counterparties. Assuming that the…

Trading and Market Microstructure · Quantitative Finance 2012-05-07 Erhan Bayraktar , Mike Ludkovski

We introduce a Cox-type model for relative intensities of orders flows in a limit order book. The model assumes that all intensities share a common baseline intensity, which may for example represent the global market activity. Parameters…

Statistical Finance · Quantitative Finance 2019-08-23 Ioane Muni Toke , Nakahiro Yoshida

When executing their orders, investors are proposed different strategies by brokers and investment banks. Most orders are executed using VWAP algorithms. Other basic execution strategies include POV (also called PVol) -- for percentage of…

Trading and Market Microstructure · Quantitative Finance 2013-12-04 Olivier Guéant

What type of delegation contract should be offered when facing a risk of the magnitude of the pandemic we are currently experiencing and how does the likelihood of an exogenous early termination of the relationship modify the terms of a…

Optimization and Control · Mathematics 2021-02-02 Jessica Martin , Stéphane Villeneuve

We consider a broker who has to place a large order which consumes a sizable part of average daily trading volume. The broker's aim is thus to minimize execution costs he incurs from the adverse impact of his trades on market prices. By…

Trading and Market Microstructure · Quantitative Finance 2013-10-14 Peter Bank , Antje Fruth

In recent years, academics, regulators, and market practitioners have increasingly addressed liquidity issues. Amongst the numerous problems addressed, the optimal execution of large orders is probably the one that has attracted the most…

Trading and Market Microstructure · Quantitative Finance 2022-03-23 Philippe Bergault , Fayçal Drissi , Olivier Guéant

We study the optimal liquidation of a large position on Uniswap v2 and Uniswap v3 in discrete time. The instantaneous price impact is derived from the AMM pricing rule. Transient impact is modeled to capture either exponential or…

Mathematical Finance · Quantitative Finance 2026-01-08 Bastien Baude , Damien Challet , Ioane Muni Toke

We consider an illiquid financial market with different regimes modeled by a continuous-time finite-state Markov chain. The investor can trade a stock only at the discrete arrival times of a Cox process with intensity depending on the…

Portfolio Management · Quantitative Finance 2012-04-26 Paul Gassiat , Fausto Gozzi , Huyên Pham

This paper studies the ubiquitous problem of liquidating large quantities of highly correlated stocks, a task frequently encountered by institutional investors and proprietary trading firms. Traditional methods in this setting suffer from…

Trading and Market Microstructure · Quantitative Finance 2025-02-13 Moustapha Pemy , Na Zhang

Paper is based on "The cost of illiquidity and its effects on hedging", L. C. G. Rogers and Surbjeet Singh, 2010. We generalize its thesis to constant elasticity model, which own previously used Black-Schoels model as a special case. The…

Mathematical Finance · Quantitative Finance 2014-09-23 Krzysztof Turek

In this note we consider the maximization of the expected terminal wealth for the setup of quadratic transaction costs. First, we provide a very simple probabilistic solution to the problem. Although the problem was largely studied, as far…

Computational Finance · Quantitative Finance 2024-08-06 Yan Dolinsky , Doron Greenstein

We study the problem of the execution of a moderate size order in an illiquid market within the framework of a solvable Markovian model. We suppose that in order to avoid impact costs, a trader decides to execute her order through a unique…

Trading and Market Microstructure · Quantitative Finance 2015-06-09 Iacopo Mastromatteo

This paper investigates the impact of anonymous trading on the agents' strategy in an optimal execution framework. It mainly explores the specificity of order attribution on the Toronto Stock Exchange, where brokers can choose to either…

Mathematical Finance · Quantitative Finance 2022-10-11 Rene Carmona , Claire Zeng

We start by showing that the finite-time absolute ruin probability in the classical risk model with constant interest force can be expressed in terms of the transition probability of a positive Ornstein-Uhlenbeck type process, say X. Our…

Computational Finance · Quantitative Finance 2010-06-15 Ronnie L. Loeffen , Pierre Patie

We study a multi-dimensional optimal execution problem in illiquid markets with both instantaneous and persistent price impact and stochastic resilience. In our model the value function can be described by a multi-dimensional backward…

Optimization and Control · Mathematics 2018-09-07 Ulrich Horst , Xiaonyu Xia

We study the effect of liquidity freezes on an economic agent optimizing her utility of consumption in a perturbed Black-Scholes-Merton model. The single risky asset follows a geometric Brownian motion but is subject to liquidity shocks,…

Portfolio Management · Quantitative Finance 2010-09-30 Michael Ludkovski , Hyekyung Min

In spite of the growing consideration for optimal execution in the financial mathematics literature, numerical approximations of optimal trading curves are almost never discussed. In this article, we present a numerical method to…

Trading and Market Microstructure · Quantitative Finance 2014-12-30 Olivier Guéant , Jean-Michel Lasry , Jiang Pu

We consider a mean-field control problem with c\`adl\`ag semimartingale strategies arising in portfolio liquidation models with transient market impact and self-exciting order flow. We show that the value function depends on the state…

Mathematical Finance · Quantitative Finance 2023-09-27 Guanxing Fu , Ulrich Horst , Xiaonyu Xia

Financial contagion has been widely recognized as a fundamental risk to the financial system. Particularly potent is price-mediated contagion, wherein forced liquidations by firms depress asset prices and propagate financial stress,…

Computational Finance · Quantitative Finance 2023-10-06 Zhiyu Cao , Zihan Chen , Prerna Mishra , Hamed Amini , Zachary Feinstein

We study optimal stopping problems related to the pricing of perpetual American options in an extension of the Black-Merton-Scholes model in which the dividend and volatility rates of the underlying risky asset depend on the running values…

Probability · Mathematics 2014-05-20 Pavel V. Gapeev , Neofytos Rodosthenous
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