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Valuation of Credit Valuation Adjustment (CVA) has become an important field as its calculation is required in Basel III, issued in 2010, in the wake of the credit crisis. Exposure, which is defined as the potential future loss of a default…

Computational Finance · Quantitative Finance 2014-12-12 Q. Feng , C. W. Oosterlee

We illustrate a problem in the self-financing condition used in the papers "Funding beyond discounting: collateral agreements and derivatives pricing" (Risk Magazine, February 2010) and "Partial Differential Equation Representations of…

Pricing of Securities · Quantitative Finance 2012-07-17 Damiano Brigo , Cristin Buescu , Andrea Pallavicini , Qing Liu

We present a detailed analysis of interest rate derivatives valuation under credit risk and collateral modeling. We show how the credit and collateral extended valuation framework in Pallavicini et al (2011), and the related collateralized…

Pricing of Securities · Quantitative Finance 2015-09-15 Giacomo Bormetti , Damiano Brigo , Marco Francischello , Andrea Pallavicini

Our previous results are extended to the case of the margin account, which may depend on the contract's value for the hedger and/or the counterparty. The present work generalizes also the papers by Bergman (1995), Mercurio (2013) and…

Mathematical Finance · Quantitative Finance 2014-12-09 Tianyang Nie , Marek Rutkowski

The goal of this paper is to investigate how the marginal and dependence structures of a variety of multivariate L\'evy models affect calibration and pricing. To this aim, we study the approaches of Luciano and Semeraro (2010) and Ballotta…

Pricing of Securities · Quantitative Finance 2025-01-22 Giovanni Amici , Paolo Brandimarte , Francesco Messeri , Patrizia Semeraro

We consider the pricing of variable annuities (VAs) with general fee structures under popular stochastic volatility models such as Heston, Hull-White, Scott, $\alpha$-Hypergeometric, $3/2$, and $4/2$ models. In particular, we analyze the…

Computational Finance · Quantitative Finance 2022-08-01 Zhenyu Cui , Anne MacKay , Marie-Claude Vachon

Hedging a portfolio containing autocallable notes presents unique challenges due to the complex risk profile of these financial instruments. In addition to hedging, pricing these notes, particularly when multiple underlying assets are…

Computational Engineering, Finance, and Science · Computer Science 2024-11-05 Anil Sharma , Freeman Chen , Jaesun Noh , Julio DeJesus , Mario Schlener

We study market-consistent valuation of liability cash flows motivated by current regulatory frameworks for the insurance industry. Building on the theory on multiple-prior optimal stopping we propose a valuation functional with sound…

Pricing of Securities · Quantitative Finance 2021-09-02 Hampus Engsner , Filip Lindskog , Julie Thoegersen

We design a system for risk-analyzing and pricing portfolios of non-performing consumer credit loans. The rapid development of credit lending business for consumers heightens the need for trading portfolios formed by overdue loans as a…

Risk Management · Quantitative Finance 2021-10-29 Siyi Wang , Xing Yan , Bangqi Zheng , Hu Wang , Wangli Xu , Nanbo Peng , Qi Wu

This paper aims to extend downside protection to a hedge fund investment portfolio based on shared loss fee structures that have become increasing popular in the market. In particular, we consider a second tranche and suggest the purchase…

Mathematical Finance · Quantitative Finance 2020-11-30 David Saunders , Luis Seco , Markus Senn

We tackle the problem of estimating risk measures of the infinite-horizon discounted cost within a Markov cost process. The risk measures we study include variance, Value-at-Risk (VaR), and Conditional Value-at-Risk (CVaR). First, we show…

Machine Learning · Computer Science 2024-04-12 Gugan Thoppe , L. A. Prashanth , Sanjay Bhat

The seller's risk-indifference price evaluation is studied. We propose a dynamic risk-indifference pricing criteria derived from a fully-dynamic family of risk measures on the $L_p$-spaces for $p\in [1,\infty]$. The concept of fully-dynamic…

Probability · Mathematics 2019-04-18 Jocelyne Bion-Nadal , Giulia Di Nunno

Understanding mortgage prepayment is crucial for any financial institution providing mortgages, and it is important for hedging the risk resulting from such unexpected cash flows. Here, in the setting of a Dutch mortgage provider, we…

Risk Management · Quantitative Finance 2021-10-14 Emanuele Casamassima , Lech A. Grzelak , Frank A. Mulder , Cornelis W. Oosterlee

The objective of this paper is to provide a comprehensive study no-arbitrage pricing of financial derivatives in the presence of funding costs, the counterparty credit risk and market frictions affecting the trading mechanism, such as…

Mathematical Finance · Quantitative Finance 2018-04-11 Tomasz R. Bielecki , Igor Cialenco , Marek Rutkowski

Conditional value-at-risk (CVaR) is a prominent risk measure in financial engineering, energy systems, and supply chain management. In these domains, Markov decision processes (MDPs) with a long-run CVaR criterion effectively mitigate cost…

Optimization and Control · Mathematics 2026-03-11 Qixin Wang , Hao Cao , Jian-Qiang Hu , Mingjie Hu , Li Xia

This paper deals with applications of coherent risk measures to pricing in incomplete markets. Namely, we study the No Good Deals pricing technique based on coherent risk. Two forms of this technique are presented: one defines a good deal…

Probability · Mathematics 2008-12-02 Alexander S. Cherny

An option market maker incurs funding costs when carrying and hedging inventory. To hedge a net long delta inventory, for example, she pays a fee to borrow stock from the securities lending market. Because of haircuts, she posts additional…

Pricing of Securities · Quantitative Finance 2020-05-05 Wujiang Lou

This article is the second one in a series on the use of scaling invariance in finance. In the first article (cond-mat/9906048), we introduced a new formalism for the pricing of derivative securities, which focusses on tradable objects…

Condensed Matter · Physics 2007-05-23 Jiri Hoogland , Dimitri Neumann

We introduce a new model for pricing corporate bonds, which is a modification of the classical model of Merton. In this new model, we drop the liquidity assumption of the firm's asset value process, and assume that there is a liquidly…

Pricing of Securities · Quantitative Finance 2019-10-22 Juan Dong , Lyudmila Korobenko , Deniz Sezer

This paper studies the pricing of contingent claims of American style, using indifference pricing by fully dynamic convex risk measures. We provide a general definition of risk-indifference prices for buyers and sellers in continuous time,…

Pricing of Securities · Quantitative Finance 2026-04-07 Rohini Kumar , Frederick "Forrest" Miller , Hussein Nasralah , Stephan Sturm