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Transition risk can be defined as the business-risk related to the enactment of green policies, aimed at driving the society towards a sustainable and low-carbon economy. In particular, the value of certain firms' assets can be lower…

Pricing of Securities · Quantitative Finance 2023-03-23 Giulia Livieri , Davide Radi , Elia Smaniotto

We study financial networks where banks are connected through bilateral liabilities and may default when resources are insufficient to meet obligations. We consider both the standard proportional clearing model and a priority-proportional…

Computer Science and Game Theory · Computer Science 2026-03-31 Gergely Csáji , Rareş-Ioan Mateiu , Alexandru Popa , Ildikó Schlotter

A simple graphical model for correlated defaults is proposed, with explicit formulas for the loss distribution. Algebraic geometry techniques are employed to show that this model is well posed for default dependence: it represents any given…

Computational Finance · Quantitative Finance 2008-12-10 I. Onur Filiz , Xin Guo , Jason Morton , Bernd Sturmfels

We introduce a binary regression accounting-based model for bankruptcy prediction of small and medium enterprises (SMEs). The main advantage of the model lies in its predictive performance in identifying defaulted SMEs. Another advantage,…

Methodology · Statistics 2013-12-11 Raffaella Calabrese , Giampiero Marra , Silvia Angela Osmetti

There is empirical evidence that recovery rates tend to go down just when the number of defaults goes up in economic downturns. This has to be taken into account in estimation of the capital against credit risk required by Basel II to cover…

Risk Management · Quantitative Finance 2014-11-03 Pavel V. Shevchenko , Xiaolin Luo

We theorize the financial health of a company and the risk of its default. A company is financially healthy as long as its equilibrium in the financial system is maintained, which depends on the cost attributable to the probability that…

General Finance · Quantitative Finance 2023-02-21 Gianmarco Bet , Francesco Dainelli , Eugenio Fabrizi

In this work we build a stack of machine learning models aimed at composing a state-of-the-art credit rating and default prediction system, obtaining excellent out-of-sample performances. Our approach is an excursion through the most recent…

Statistical Finance · Quantitative Finance 2020-08-05 A. R. Provenzano , D. Trifirò , A. Datteo , L. Giada , N. Jean , A. Riciputi , G. Le Pera , M. Spadaccino , L. Massaron , C. Nordio

It is a well known fact that local scale invariance plays a fundamental role in the theory of derivative pricing. Specific applications of this principle have been used quite often under the name of `change of numeraire', but in recent work…

Condensed Matter · Physics 2007-05-23 Jiri Hoogland , Dimitri Neumann , Michel Vellekoop

In competitive industries, a reliable yield forecasting is a prime factor to accurately determine the production costs and therefore ensure profitability. Indeed, quantifying the risks long before the effective manufacturing process enables…

Statistics Theory · Mathematics 2013-12-06 Julie Oger , Emmanuel Lesigne , Philippe Leduc

The event of large losses plays an important role in credit risk. As these large losses are typically rare, and portfolios usually consist of a large number of positions, large deviation theory is the natural tool to analyze the tail…

Probability · Mathematics 2014-07-03 Vincent Leijdekker , Michel Mandjes , Peter Spreij

In the context of a locally risk-minimizing approach, the problem of hedging defaultable claims and their Follmer-Schweizer decompositions are discussed in a structural model. This is done when the underlying process is a finite variation…

Mathematical Finance · Quantitative Finance 2015-05-14 Ramin Okhrati , Alejandro Balbás , José Garrido

Inspired by the bankruptcy of Lehman Brothers and its consequences on the global financial system, we develop a simple model in which the Lehman default event is quantified as having an almost immediate effect in worsening the credit…

Risk Management · Quantitative Finance 2011-10-18 Paweł Sieczka , Didier Sornette , Janusz A. Hołyst

Proper econometric analysis should be informed by data structure. Many forms of financial data are recorded in discrete-time and relate to products of a finite term. If the data comes from a financial trust, it will often be further subject…

Statistics Theory · Mathematics 2024-12-24 Jackson P. Lautier , Vladimir Pozdnyakov , Jun Yan

We consider the pricing and hedging of exotic options in a model-independent set-up using \emph{shortfall risk and quantiles}. We assume that the marginal distributions at certain times are given. This is tantamount to calibrating the model…

Pricing of Securities · Quantitative Finance 2013-07-10 Erhan Bayraktar , Zhou Zhou

Calibration is a vital aspect of the performance of risk prediction models, but research in the context of ordinal outcomes is scarce. This study compared calibration measures for risk models predicting a discrete ordinal outcome, and…

A load sharing system has several components and the failure of one component can affect the lifetime of the surviving components. Since component failure does not equate to system failure for different system designs, the analysis of the…

Applications · Statistics 2023-07-20 Tim Pesch , Erhard Cramer , Edward Cripps , Adriano Polpo

This paper considers mutual obligations in the interconnected bank system and analyzes their influence on joint and marginal survival probabilities as well as CDS and FTD prices for the individual banks. To make the role of mutual…

Pricing of Securities · Quantitative Finance 2015-05-11 Andrey Itkin , Alexander Lipton

In the paper [Hainaut, D. and Colwell, D.B., {\rm A structural model for credit risk with switching processes and synchronous jumps}, The European Journal of Finance 22(11) (2016): 1040-1062], the authors exploit a synchronous-jump…

Numerical Analysis · Mathematics 2021-12-14 Davood Damircheli , Mohsen Razzaghi , Seyed-Mohammad-Mahdi Kazemi , Ali Foroush Bastani

We consider a market with a term structure of credit risky bonds in the single-name case. We aim at minimal assumptions extending existing results in this direction: first, the random field of forward rates is driven by a general…

Mathematical Finance · Quantitative Finance 2021-08-17 Sandrine Gümbel , Thorsten Schmidt

This article gives a probabilistic overview of the widely used method of default probability estimation proposed by K. Pluto and D. Tasche. There are listed detailed assumptions and derivation of the inequality where the probability of…

Risk Management · Quantitative Finance 2024-01-26 Andrius Grigutis