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In [Precise Asymptotics for Robust Stochastic Volatility Models; Ann. Appl. Probab. 2021] we introduce a new methodology to analyze large classes of (classical and rough) stochastic volatility models, with special regard to short-time and…

Computational Finance · Quantitative Finance 2021-09-30 Peter K. Friz , Paul Gassiat , Paolo Pigato

Financial time series have been investigated to follow fat-tailed distributions. Further, an empirical probability distribution sometimes shows cut-off shapes on its tails. To describe this stylized fact, we incorporate the cut-off effect…

Statistical Finance · Quantitative Finance 2019-06-26 Yusuke Uchiyama , Takanori Kadoya

Financial time series exhibit a number of interesting properties that are difficult to explain with simple models. These properties include fat-tails in the distribution of price fluctuations (or returns) that are slowly removed at longer…

Statistical Finance · Quantitative Finance 2013-11-19 Raoul Golan , Austin Gerig

We propose a random walk model of asset returns where the parameters depend on market stress. Stress is measured by, e.g., the value of an implied volatility index. We show that model parameters including standard deviations and…

General Finance · Quantitative Finance 2016-05-11 Martin Gremm

Motivated by a zero-intelligence approach, the aim of this paper is to connect the microscopic (discrete price and volume), mesoscopic (discrete price and continuous volume) and macroscopic (continuous price and volume) frameworks for the…

Mathematical Finance · Quantitative Finance 2019-06-27 Ben Hambly , Jasdeep Kalsi , James Newbury

Order positions are key variables in algorithmic trading. This paper studies the limiting behavior of order positions and related queues in a limit order book. In addition to the fluid and diffusion limits for the processes, fluctuations of…

Trading and Market Microstructure · Quantitative Finance 2015-10-14 Xin Guo , Zhao Ruan , Lingjiong Zhu

In this paper we investigate the asymptotics of forward-start options and the forward implied volatility smile in the Heston model as the maturity approaches zero. We prove that the forward smile for out-of-the-money options explodes and…

Pricing of Securities · Quantitative Finance 2013-08-28 Antoine Jacquier , Patrick Roome

Stochastic optimization is fundamental to modern machine learning. Recent research has extended the study of stochastic first-order methods (SFOMs) from light-tailed to heavy-tailed noise, which frequently arises in practice, with clipping…

Machine Learning · Computer Science 2025-12-17 Chuan He

The distribution of liquidity within the limit order book is essential for the impact of market orders on the stock price and the emergence of price shocks. Limit orders are characterized by stylized facts: The number of inserted limit…

Statistical Finance · Quantitative Finance 2022-10-25 Sebastian M. Krause , Edgar Jungblut , Thomas Guhr

We consider a dynamic market model of liquidity where unmatched buy and sell limit orders are stored in order books. The resulting net demand surface constitutes the sole input to the model. We prove that generically there is no arbitrage…

Mathematical Finance · Quantitative Finance 2018-04-10 Sergey Lototsky , Henry Schellhorn , Ran Zhao

We revisit the problem of pricing options with historical volatility estimators. We do this in the context of a generalized GARCH model with multiple time scales and asymmetry. It is argued that the reason for the observed volatility risk…

Pricing of Securities · Quantitative Finance 2014-02-07 Samuel E. Vazquez

In the domain of the so called Econophysics some attempts already have been made for applying the theory of Thermodynamics and Statistical Mechanics to economics and financial markets. In this paper a similar approach is made from a…

Trading and Market Microstructure · Quantitative Finance 2016-08-24 Alberto Bicci

We introduce a new model in order to describe the fluctuation of tick-by-tick financial time series. Our model, based on marked point process, allows us to incorporate in a unique process the duration of the transaction and the…

Trading and Market Microstructure · Quantitative Finance 2012-11-21 Alexis Fauth , Ciprian A. Tudor

We provide an explicit characterization of the optimal market making strategy in a discrete-time Limit Order Book (LOB). In our model, the number of filled orders during each period depends linearly on the distance between the fundamental…

Trading and Market Microstructure · Quantitative Finance 2021-01-11 Agostino Capponi , José E. Figueroa-López , Chuyi Yu

The aim of this paper is to propose a heterogeneous agent model of stock markets that develop complicated endogenous price fluctuations. We find occurrences of non-stationary chaos, or speculative bubble, are caused by the heterogeneity of…

Chaotic Dynamics · Physics 2013-09-11 Taisei Kaizoji

We analyze a tractable model of a limit order book on short time scales, where the dynamics are driven by stochastic fluctuations between supply and demand. We establish the existence of a limiting distribution for the highest bid, and for…

Trading and Market Microstructure · Quantitative Finance 2017-03-24 Frank Kelly , Elena Yudovina

In this paper, we address one of the main puzzles in finance observed in the stock market by proponents of behavioral finance: the stock predictability puzzle. We offer a statistical model within the context of rational finance which can be…

Mathematical Finance · Quantitative Finance 2019-11-07 Abootaleb Shirvani , Svetlozar T. Rachev , Frank J. Fabozzi

We introduce a tractable multi-currency model with stochastic volatility and correlated stochastic interest rates that takes into account the smile in the FX market and the evolution of yield curves. The pricing of vanilla options on FX…

Pricing of Securities · Quantitative Finance 2013-03-13 Alessandro Gnoatto , Martino Grasselli

We consider a single security market based on a limit order book and two investors, with different speeds of trade execution. If the fast investor can front-run the slower investor, we show that this allows the fast trader to obtain risk…

Trading and Market Microstructure · Quantitative Finance 2011-10-24 Samuel N. Cohen , Lukasz Szpruch

R. Cont and A. de Larrard (SIAM J. Finan. Math, 2013) introduced a tractable stochastic model for the dynamics of a limit order book, computing various quantities of interest such as the probability of a price increase or the diffusion…

Mathematical Finance · Quantitative Finance 2016-01-11 Anatoliy Swishchuk , Nelson Vadori