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We derive an explicit asymptotic approximation for the implied volatilities of Call options written on bonds assuming the short-rate is described by an affine short-rate model. For specific affine short-rate models, we perform numerical…

Mathematical Finance · Quantitative Finance 2021-06-09 Matthew Lorig , Natchanon Suaysom

We derive the short-maturity asymptotics for European and VIX option prices in local-stochastic volatility models where the volatility follows a continuous-path Markov process. Both out-of-the-money (OTM) and at-the-money (ATM) asymptotics…

Pricing of Securities · Quantitative Finance 2024-07-25 Dan Pirjol , Xiaoyu Wang , Lingjiong Zhu

We study tail risk dynamics in high-frequency financial markets and their connection with trading activity and market uncertainty. We introduce a dynamic extreme value regression model accommodating both stationary and local unit-root…

Econometrics · Economics 2023-01-05 Julien Hambuckers , Li Sun , Luca Trapin

We consider a stochastic volatility asset price model in which the volatility is the absolute value of a continuous Gaussian process with arbitrary prescribed mean and covariance. By exhibiting a Karhunen-Lo\`{e}ve expansion for the…

Mathematical Finance · Quantitative Finance 2017-02-08 Archil Gulisashvili , Frederi Viens , Xin Zhang

In this paper, we provide sufficient conditions for dissipativity and local asymptotic stability of discrete-time dynamical systems parametrized by deep neural networks. We leverage the representation of neural networks as pointwise affine…

Machine Learning · Computer Science 2022-06-09 Jan Drgona , Soumya Vasisht , Aaron Tuor , Draguna Vrabie

In this paper we study coupled fully non-local equations, where a linear non-local operator jointly acts on the time and space variables. We establish existence and uniqueness of the solution. A maximum principle is proved and used to…

Probability · Mathematics 2025-01-24 Giacomo Ascione , Enrico Scalas , Bruno Toaldo , Lorenzo Torricelli

In the present work we address the problem of evaluating the historical performance of a trading strategy or a certain portfolio of assets. Common indicators such as the Sharpe ratio and the risk adjusted return have significant drawbacks.…

Risk Management · Quantitative Finance 2011-02-10 M. Bartolozzi , C. Mellen

We propose model-free (nonparametric) estimators of the volatility of volatility and leverage effect using high-frequency observations of short-dated options. At each point in time, we integrate available options into estimates of the…

Econometrics · Economics 2024-01-24 Carsten H. Chong , Viktor Todorov

We examine the small expiry behaviour of European call options in stock price models of exponential L\'evy type. In most cases of interest, we are able to identify the exact small expiry asymptotics. In "complete generality" we are able to…

Pricing of Securities · Quantitative Finance 2008-12-02 Michael Roper

Motivated by marginals-mimicking results for It\^o processes via SDEs and by their applications to volatility modeling in finance, we discuss the weak convergence of the law of a hypoelliptic diffusions conditioned to belong to a target…

Pricing of Securities · Quantitative Finance 2016-06-15 Stefano De Marco , Peter Friz

We study the short-time asymptotics of conditional expectations of smooth and non-smooth functions of a (discontinuous) Ito semimartingale; we compute the leading term in the asymptotics in terms of the local characteristics of the…

Probability · Mathematics 2012-02-08 Amel Bentata , Rama Cont

This paper offers a new approach to modeling and forecasting of nonstationary time series with applications to volatility modeling for financial data. The approach is based on the assumption of local homogeneity: for every time point, there…

Statistics Theory · Mathematics 2009-06-10 Vladimir Spokoiny

The latest generation of volatility derivatives goes beyond variance and volatility swaps and probes our ability to price realized variance and sojourn times along bridges for the underlying stock price process. In this paper, we give an…

Statistical Finance · Quantitative Finance 2008-12-02 Claudio Albanese , Adel Osseiran

Extrapolation is a generic problem in physics and mathematics: how to use asymptotic data in one parametric regime to learn about the behavior of a function in another parametric regime. For example: extending weak coupling expansions to…

High Energy Physics - Theory · Physics 2019-10-25 Ovidiu Costin , Gerald V. Dunne

Jumps and market microstructure noise are stylized features of high-frequency financial data. It is well known that they introduce bias in the estimation of volatility (including integrated and spot volatilities) of assets, and many methods…

Econometrics · Economics 2023-02-20 Qiang Liu , Zhi Liu

We define extrapolation as any type of statistical inference on a conditional function (e.g., a conditional expectation or conditional quantile) evaluated outside of the support of the conditioning variable. This type of extrapolation…

Methodology · Statistics 2024-06-13 Niklas Pfister , Peter Bühlmann

The principle of absence of arbitrage opportunities allows obtaining the distribution of stock price fluctuations by maximizing its information entropy. This leads to a physical description of the underlying dynamics as a random walk…

Statistical Finance · Quantitative Finance 2013-10-31 Rosario Bartiromo

It has often been stated that, within the class of continuous stochastic volatility models calibrated to vanillas, the price of a VIX future is maximized by the Dupire local volatility model. In this article we prove that this statement is…

Mathematical Finance · Quantitative Finance 2019-10-15 Beatrice Acciaio , Julien Guyon

When a parameter of interest is defined to be a nondifferentiable transform of a regular parameter, the parameter does not have an influence function, rendering the existing theory of semiparametric efficient estimation inapplicable.…

Statistics Theory · Mathematics 2022-01-06 Kyungchul Song

What is the dominating mechanism of the price dynamics in financial systems is of great interest to scientists. The problem whether and how volatilities affect the price movement draws much attention. Although many efforts have been made,…

General Finance · Quantitative Finance 2015-02-04 Lei Tan , Bo Zheng , Jun-Jie Chen , Xiong-Fei Jiang
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