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We develop a unified valuation theory that incorporates credit risk (defaults), collateralization and funding costs, by expanding the replication approach to a generality that has not yet been studied previously and reaching valuation when…

Pricing of Securities · Quantitative Finance 2018-03-01 Damiano Brigo , Cristin Buescu , Marco Francischello , Andrea Pallavicini , Marek Rutkowski

This work studies the dynamic risk management of the risk-neutral value of the potential credit losses on a portfolio of derivatives. Sensitivities-based hedging of such liability is sub-optimal because of bid-ask costs, pricing models…

Computational Finance · Quantitative Finance 2023-12-22 Roberto Daluiso , Marco Pinciroli , Michele Trapletti , Edoardo Vittori

In this paper, we investigate risk minimization problem of derivatives based on non-tradable underlyings by means of dynamic g-expectations which are slight different from conditional g-expectations. In this framework, inspired by [1] and…

Portfolio Management · Quantitative Finance 2012-08-13 Tianxiao Wang

CDS (credit default swap) contracts that were initiated some time ago frequently have spreads and/or maturities that are not available on the current market of CDSs, and are thus illiquid. This article introduces an incomplete-market…

Pricing of Securities · Quantitative Finance 2014-03-07 Michael B. Walker

We obtain an explicit formula for the bilateral counterparty valuation adjustment of a credit default swaps portfolio referencing an asymptotically large number of entities. We perform the analysis under a doubly stochastic intensity…

Pricing of Securities · Quantitative Finance 2013-05-27 Lijun Bo , Agostino Capponi

The replacement closeout convention has drawn more and more attention since the 2008 financial crisis. Compared with the conventional risk-free closeout, the replacement closeout convention incorporates the creditworthiness of the…

Mathematical Finance · Quantitative Finance 2022-02-01 Chaofan Sun , Ken Seng Tan , Wei Wei

We follow a long path for Credit Derivatives and Collateralized Debt Obligations (CDOs) in particular, from the introduction of the Gaussian copula model and the related implied correlations to the introduction of arbitrage-free dynamic…

Pricing of Securities · Quantitative Finance 2010-02-17 Damiano Brigo , Andrea Pallavicini , Roberto Torresetti

We introduce a new class of anticipative backward stochastic differential equations with a dependence of McKean type on the law of the solution, that we name MKABSDE. We provide existence and uniqueness results in a general framework with…

Pricing of Securities · Quantitative Finance 2024-08-05 A. Agarwal , S. De Marco , E. Gobet , J. G. Lopez-Salas , F. Noubiagain , A. Zhou

In this paper, we develop a theoretical framework for bounding the CVaR of a random variable $X$ using another related random variable $Y$, under assumptions on their cumulative and density functions. Our results yield practical tools for…

Statistics Theory · Mathematics 2025-07-31 Yaacov Pariente , Vadim Indelman

This paper describes a consistent and arbitrage-free pricing methodology for bespoke CDO tranches. The proposed method is a multi-factor extension to the (Li 2009) model, and it is free of the known flaws in the current standard pricing…

Pricing of Securities · Quantitative Finance 2010-04-13 Yadong Li

The collateral choice option allows a collateral-posting party the opportunity to change the type of security in which the collateral is deposited. Due to non-zero collateral basis spreads, this optionality significantly impacts asset…

Risk Management · Quantitative Finance 2022-08-17 Griselda Deelstra , Lech A. Grzelak , Felix L. Wolf

Explicit robust hedging strategies for convex or concave payoffs under a continuous semimartingale model with uncertainty and small transaction costs are constructed. In an asymptotic sense, the upper and lower bounds of the cumulative…

Pricing of Securities · Quantitative Finance 2012-01-13 Masaaki Fukasawa

As markets have digitized, the number of tradable products has skyrocketed. Algorithmically constructed portfolios of these assets now dominate public and private markets, resulting in a combinatorial explosion of tradable assets. In this…

Computer Science and Game Theory · Computer Science 2025-05-27 Theo Diamandis , Tarun Chitra , Guillermo Angeris

We study indifference pricing of exotic derivatives by using hedging strategies that take static positions in quoted derivatives but trade the underlying and cash dynamically over time. We use real quotes that come with bid-ask spreads and…

Pricing of Securities · Quantitative Finance 2020-08-05 Teemu Pennanen , Udomsak Rakwongwan

Conformal prediction provides rigorous distribution-free finite-sample guarantees for marginal coverage under the assumption of exchangeability, but may exhibit systematic undercoverage or overcoverage for specific subpopulations. Assessing…

Methodology · Statistics 2026-04-24 Zheng Zhou , Xiangfei Zhang , Chongguang Tao , Yuhong Yang

We show how to restructure the counterparty risk faced by the originator of a securitization or covered bond arising from an interest rate hedging swap assisted by a "one-way" collateral agreement. This risk emerges when the swap is…

Risk Management · Quantitative Finance 2013-10-29 Lorenzo Giada , Claudio Nordio

This paper explores advancements in quantum algorithms for derivative pricing of exotics, a computational pipeline of fundamental importance in quantitative finance. For such cases, the classical Monte Carlo integration procedure provides…

Credit Valuation Adjustment is a balance sheet item which is nowadays subject to active risk management by specialized traders. However, one of the most important risk factors, which is the vector of default intensities of the counterparty,…

Computational Finance · Quantitative Finance 2024-09-24 Roberto Daluiso

We introduce two quantum algorithms to compute the Value at Risk (VaR) and Conditional Value at Risk (CVaR) of financial derivatives using quantum computers: the first by applying existing ideas from quantum risk analysis to derivative…

Quantum Physics · Physics 2024-04-17 Nikitas Stamatopoulos , B. David Clader , Stefan Woerner , William J. Zeng

Absence-of-Arbitrage (AoA) is the basic assumption underpinning derivatives pricing theory. As part of the OTC derivatives market, the CDS market not only provides a vehicle for participants to hedge and speculate on the default risks of…

Pricing of Securities · Quantitative Finance 2018-12-18 Raymond Brummelhuis , Zhongmin Luo