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We assume a continuous-time price impact model similar to Almgren-Chriss but with the added assumption that the price impact parameters are stochastic processes modeled as correlated scalar Markov diffusions. In this setting, we develop…

Trading and Market Microstructure · Quantitative Finance 2018-04-13 Weston Barger , Matthew Lorig

This paper examines a continuous time intertemporal consumption and portfolio choice problem with a stochastic differential utility preference of Epstein-Zin type for a robust investor, who worries about model misspecification and seeks…

Optimization and Control · Mathematics 2021-03-09 Jiangyan Pu , Qi Zhang

We study a stochastic control approach to managed futures portfolios. Building on the Schwartz 97 stochastic convenience yield model for commodity prices, we formulate a utility maximization problem for dynamically trading a single-maturity…

Mathematical Finance · Quantitative Finance 2018-11-06 Tim Leung , Raphael Yan

In the context of a locally risk-minimizing approach, the problem of hedging defaultable claims and their Follmer-Schweizer decompositions are discussed in a structural model. This is done when the underlying process is a finite variation…

Mathematical Finance · Quantitative Finance 2015-05-14 Ramin Okhrati , Alejandro Balbás , José Garrido

In this paper, we consider risk-sensitive discounted control problem for continuous-time jump Markov processes taking values in general state space. The transition rates of underlying continuous-time jump Markov processes and the cost rates…

Optimization and Control · Mathematics 2021-04-27 Chandan Pal , Subrata Golui

While defaults are rare events, losses can be substantial even for credit portfolios with a large number of contracts. Therefore, not only a good evaluation of the probability of default is crucial, but also the severity of losses needs to…

Risk Management · Quantitative Finance 2012-03-15 Alexander Becker , Alexander F. R. Koivusalo , Rudi Schäfer

We propose a new model for pricing Quanto CDS and risky bonds. The model operates with four stochastic factors, namely: hazard rate, foreign exchange rate, domestic interest rate, and foreign interest rate, and also allows for…

Computational Finance · Quantitative Finance 2017-11-21 A. Itkin , V. Shcherbakov , A. Veygman

We study the valuation and hedging problem of European options in a market subject to liquidity shocks. Working within a Markovian regime-switching setting, we model illiquidity as the inability to trade. To isolate the impact of such…

Pricing of Securities · Quantitative Finance 2014-09-10 Michael Ludkovski , Qunying Shen

The classical linear Black--Scholes model for pricing derivative securities is a popular model in financial industry. It relies on several restrictive assumptions such as completeness, and frictionless of the market as well as the…

Mathematical Finance · Quantitative Finance 2019-01-23 Jose Cruz , Daniel Sevcovic

A three-dimensional extension of the structural default model with firms' values driven by correlated diffusion processes is presented. Green's function based semi-analytical methods for solving the forward calibration problem and backward…

Pricing of Securities · Quantitative Finance 2012-07-26 Alexander Lipton , Ioana Savescu

We present a simple and easy to implement method for the numerical solution of a rather general class of Hamilton-Jacobi-Bellman (HJB) equations. In many cases, the considered problems have only a viscosity solution, to which, fortunately,…

Computational Finance · Quantitative Finance 2011-02-17 Jan Hendrik Witte , Christoph Reisinger

We study dynamic hedging of counterparty risk for a portfolio of credit derivatives. Our empirically driven credit model consists of interacting default intensities which ramp up and then decay after the occurrence of credit events. Using…

Risk Management · Quantitative Finance 2017-09-06 Lijun Bo , Agostino Capponi , Claudia Ceci

This paper studies the pricing of contingent claims of American style, using indifference pricing by fully dynamic convex risk measures. We provide a general definition of risk-indifference prices for buyers and sellers in continuous time,…

Pricing of Securities · Quantitative Finance 2026-04-07 Rohini Kumar , Frederick "Forrest" Miller , Hussein Nasralah , Stephan Sturm

We introduce a class of short-rate models that exhibit a ``higher for longer'' phenomenon. Specifically, the short-rate is modeled as a general time-homogeneous one-factor Markov diffusion on a finite interval. The lower endpoint is assumed…

Mathematical Finance · Quantitative Finance 2025-03-03 Aram Karakhanyan , Takis Konstantopoulos , Matthew Lorig , Evgenii Samutichev

This paper studies an optimal dividend problem with a drawdown constraint in a Brownian motion model, requiring the dividend payout rate to remain above a fixed proportion of its historical maximum. This leads to a path-dependent stochastic…

Mathematical Finance · Quantitative Finance 2026-01-08 Chonghu Guan , Jiacheng Fan , Zuo Quan Xu

In this paper we study the fully nonlinear stochastic Hamilton-Jacobi-Bellman (HJB) equation for the optimal stochastic control problem of stochastic differential equations with random coefficients. The notion of viscosity solution is…

Optimization and Control · Mathematics 2018-07-16 Jinniao Qiu

In mathematical finance, many derivatives from markets with frictions can be formulated as optimal control problems in the HJB framework. Analytical optimal control can result in highly nonlinear PDEs, which might yield unstable numerical…

Computational Finance · Quantitative Finance 2025-01-07 Rakhymzhan Kazbek , Aidana Abdukarimova

Income- and price-elasticity of demand quantify the responsiveness of markets to changes in income, and in prices, respectively. Under the assumptions of utility maximization and preference-independence (additive preferences), mathematical…

Applications · Statistics 2016-04-27 Lorenzo Sabatelli

This paper proposes a Monte Carlo technique for pricing the forward yield to maturity, when the volatility of the zero-coupon bond is known. We make the assumption of deterministic default intensity (Hazard Rate Function). We make no…

Computational Finance · Quantitative Finance 2012-04-23 Didier Kouokap Youmbi

Based on forward curves modelled as Hilbert-space valued processes, we analyse the pricing of various options relevant in energy markets. In particular, we connect empirical evidence about energy forward prices known from the literature to…

Mathematical Finance · Quantitative Finance 2014-12-30 Fred Espen Benth , Paul Krühner