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Under the assumption of no-arbitrage, the pricing of American and Bermudan options can be casted into optimal stopping problems. We propose a new adaptive simulation based algorithm for the numerical solution of optimal stopping problems in…

Probability · Mathematics 2009-09-29 Daniel Egloff , Michael Kohler , Nebojsa Todorovic

Solving optimal stopping problems by backward induction in high dimensions is often very complex since the computation of conditional expectations is required. Typically, such computations are based on regression, a method that suffers from…

Probability · Mathematics 2022-05-19 Martin Redmann

The subject of this study is an iterative Bermudan option pricing algorithm based on (high-dimensional) cubature. We show that the sequence of Bermudan prices (as functions of the underlying assets' logarithmic start prices) resulting from…

Probability · Mathematics 2007-05-23 Frederik S. Herzberg

In this paper we present two parallel Monte Carlo based algorithms for pricing multi--dimensional Bermudan/American options. First approach relies on computation of the optimal exercise boundary while the second relies on classification of…

Distributed, Parallel, and Cluster Computing · Computer Science 2014-02-18 Mireille Bossy , Françoise Baude , Viet Dung Doan , Abhijeet Gaikwad , Ian Stokes-Rees

In this paper, we introduce two novel methods to solve the American-style option pricing problem and its dual form at the same time using neural networks. Without applying nested Monte Carlo, the first method uses a series of neural…

Computational Finance · Quantitative Finance 2025-04-22 Ivan Guo , Nicolas Langrené , Jiahao Wu

The pricing of Bermudan options amounts to solving a dynamic programming principle, in which the main difficulty, especially in high dimension, comes from the conditional expectation involved in the computation of the continuation value.…

Probability · Mathematics 2020-12-03 Bernard Lapeyre , Jérôme Lelong

The value of an American option is the maximized value of the discounted cash flows from the option. At each time step, one needs to compare the immediate exercise value with the continuation value and decide to exercise as soon as the…

Computational Finance · Quantitative Finance 2023-06-27 Zineb El Filali Ech-Chafiq , Pierre Henry-Labordere , Jérôme Lelong

American and Bermudan-type financial instruments are often priced with specific Monte Carlo techniques whose efficiency critically depends on the effective dimensionality of the problem and the available computational power. In our work we…

Pricing of Securities · Quantitative Finance 2021-05-04 Riccardo Aiolfi , Nicola Moreni , Marco Bianchetti , Marco Scaringi , Filippo Fogliani

The aim of this study is to devise numerical methods for dealing with very high-dimensional Bermudan-style derivatives. For such problems, we quickly see that we can at best hope for price bounds, and we can only use a simulation approach.…

Computational Finance · Quantitative Finance 2016-01-06 L. C. G. Rogers

Fast pricing of American-style options has been a difficult problem since it was first introduced to financial markets in 1970s, especially when the underlying stocks' prices follow some jump-diffusion processes. In this paper, we propose a…

Computational Finance · Quantitative Finance 2013-05-21 Helin Zhu , Fan Ye , Enlu Zhou

Importance sampling is a promising variance reduction technique for Monte Carlo simulation based derivative pricing. Existing importance sampling methods are based on a parametric choice of the proposal. This article proposes an algorithm…

Applications · Statistics 2009-04-14 Jan C. Neddermeyer

Pricing of financial derivatives, in particular early exercisable options such as Bermudan options, is an important but heavy numerical task in financial institutions, and its speed-up will provide a large business impact. Recently,…

Quantum Physics · Physics 2021-08-23 Koichi Miyamoto

In this paper, we propose a neural network-based method for approximating expected exposures and potential future exposures of Bermudan options. In a first phase, the method relies on the Deep Optimal Stopping algorithm, which learns the…

Computational Finance · Quantitative Finance 2020-09-14 Kristoffer Andersson , Cornelis Oosterlee

We address an optimal stopping problem over the set of Bermudan-type strategies $\Theta$ (which we understand in a more general sense than the stopping strategies for Bermudan options in finance) and with non-linear operators (non-linear…

Optimization and Control · Mathematics 2023-01-27 Miryana Grigorova , Marie-Claire Quenez , Peng Yuan

A number of Bermudan option pricing methods that are applicable to options on multiple assets are studied in this thesis, one of the dominating questions being the natural scaling needed to extrapolate from Bermudan to American (both…

Probability · Mathematics 2007-05-23 Frederik S Herzberg

In this paper we develop a deep learning method for optimal stopping problems which directly learns the optimal stopping rule from Monte Carlo samples. As such, it is broadly applicable in situations where the underlying randomness can…

Numerical Analysis · Mathematics 2021-11-02 Sebastian Becker , Patrick Cheridito , Arnulf Jentzen

This paper presents a Monte-Carlo-based artificial neural network framework for pricing Bermudan options, offering several notable advantages. These advantages encompass the efficient static hedging of the target Bermudan option and the…

Computational Finance · Quantitative Finance 2024-02-27 Vikranth Lokeshwar Dhandapani , Shashi Jain

We develop a mixed least squares Monte Carlo-partial differential equation (LSMC-PDE) method for pricing Bermudan style options on assets whose volatility is stochastic. The algorithm is formulated for an arbitrary number of assets and…

Computational Finance · Quantitative Finance 2020-06-02 David Farahany , Kenneth Jackson , Sebastian Jaimungal

Employing probabilistic techniques we compute best possible upper and lower bounds on the price of an option on one or two assets with continuous piecewise linear payoff function based on prices of simple call options of possibly distinct…

Probability · Mathematics 2008-12-02 Dimitris Bertsimas , Natasha Bushueva

We show that deliberately introducing a nested simulation stage can lead to significant variance reductions when comparing two stopping times by Monte Carlo. We derive the optimal number of nested simulations and prove that the algorithm is…

Computational Finance · Quantitative Finance 2014-02-04 Fabian Dickmann , Nikolaus Schweizer
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