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We consider the problem of constructing an appropriate multivariate model for the study of the counterparty credit risk in credit rating migration problem. For this financial problem different multivariate Markov chain models were proposed.…

Probability · Mathematics 2012-10-08 Guglielmo D'Amico , Raimondo Manca , Giovanni Salvi

This paper studies the optimal investment problem with random endowment in an inventory-based price impact model with competitive market makers. Our goal is to analyze how price impact affects optimal policies, as well as both pricing rules…

Mathematical Finance · Quantitative Finance 2018-12-10 Michail Anthropelos , Scott Robertson , Konstantinos Spiliopoulos

We consider the fundamental theorem of asset pricing (FTAP) and hedging prices of options under non-dominated model uncertainty and portfolio constrains in discrete time. We first show that no arbitrage holds if and only if there exists…

Probability · Mathematics 2015-03-30 Erhan Bayraktar , Zhou Zhou

In this paper, we deal with an axiomatic approach to default risk. We introduce the notion of a default risk measure, which generalizes the classical probability of default (PD), and allows to incorporate model risk in various forms. We…

Mathematical Finance · Quantitative Finance 2023-09-21 Max Nendel , Jan Streicher

This papers addresses the stock option pricing problem in a continuous time market model where there are two stochastic tradable assets, and one of them is selected as a num\'eraire. It is shown that the presence of arbitrarily small…

Pricing of Securities · Quantitative Finance 2014-10-01 Nikolai Dokuchaev

Credit risk assessment is a crucial aspect of financial decision-making, enabling institutions to predict the likelihood of default and make informed lending decisions. Two prominent methodologies in credit risk modeling are logistic…

Applications · Statistics 2026-04-30 Cheng Lee , Hsi Lee

This paper is devoted to a study of robust fundamental theorems of asset pricing in discrete time and finite horizon settings. Uncertainty is modelled by a (possibly uncountable) family of price processes on the same probability space. Our…

Mathematical Finance · Quantitative Finance 2024-04-04 Huy N. Chau

We derive behavioral finance option pricing formulas consistent with the rational dynamic asset pricing theory. In the existing behavioral finance option pricing formulas, the price process of the representative agent is not a…

Pricing of Securities · Quantitative Finance 2017-10-10 Svetlozar Rachev , Stoyan Stoyanov , Frank J. Fabozzi

In this paper we derive robust super- and subhedging dualities for contingent claims that can depend on several underlying assets. In addition to strict super- and subhedging, we also consider relaxed versions which, instead of eliminating…

Mathematical Finance · Quantitative Finance 2017-09-14 Patrick Cheridito , Michael Kupper , Ludovic Tangpi

The utility-based pricing of defaultable bonds in the case of stochastic intensity models of default risk is discussed. The Hamilton-Jacobi- Bellman (HJB) equations for the value functions is derived. A finite difference method is used to…

Computational Finance · Quantitative Finance 2010-03-23 Regis Houssou , Olivier Besson

A model is developed to assess the profitability of loans or mortgages with a specified repayment schedule. Financial institutions face two competing risks: default and prepayment, both influenced by the stochastic evolution of credit…

Risk Management · Quantitative Finance 2025-08-12 Quirini Lorenzo , Vannucci Luigi , Quirini Giovanni

This paper considers mutual obligations in the interconnected bank system and analyzes their influence on joint and marginal survival probabilities as well as CDS and FTD prices for the individual banks. To make the role of mutual…

Pricing of Securities · Quantitative Finance 2015-05-11 Andrey Itkin , Alexander Lipton

In this paper we provide a quantitative analysis to the concept of arbitrage, that allows to deal with model uncertainty without imposing the no-arbitrage condition. In markets that admit ``small arbitrage", we can still make sense of the…

Mathematical Finance · Quantitative Finance 2024-01-05 Beatrice Acciaio , Julio Backhoff , Gudmund Pammer

We consider infinite dimensional optimization problems motivated by the financial model called Arbitrage Pricing Theory. Using probabilistic and functional analytic tools, we provide a dual characterization of the super-replication cost.…

General Economics · Economics 2020-10-05 Laurence Carassus , Miklos Rasonyi

We study the pricing problem for corporate defaultable bond from the viewpoint of the investors outside the firm that could not exactly know about the information of the firm. We consider the problem for pricing of corporate defaultable…

Pricing of Securities · Quantitative Finance 2013-07-09 Hyong-Chol O , Jong-Jun Jo , Chol-Ho Kim

We study the incentives of banks in a financial network, where the network consists of debt contracts and credit default swaps (CDSs) between banks. One of the most important questions in such a system is the problem of deciding which of…

Risk Management · Quantitative Finance 2020-02-19 Pál András Papp , Roger Wattenhofer

Motivated by the interplay between structural and reduced form credit models, we propose to model the firm value process as a time-changed Brownian motion that may include jumps and stochastic volatility effects, and to study the first…

Pricing of Securities · Quantitative Finance 2009-04-16 T. R. Hurd

The market practice of extrapolating different term structures from different instruments lacks a rigorous justification in terms of cash flows structure and market observables. In this paper, we integrate our previous consistent theory for…

Pricing of Securities · Quantitative Finance 2013-04-05 Andrea Pallavicini , Damiano Brigo

The purpose of this work is to explore the role that arbitrage opportunities play in pricing financial derivatives. We use a non-equilibrium model to set up a stochastic portfolio, and for the random arbitrage return, we choose a stationary…

General Mathematics · Mathematics 2015-06-26 Sergei Fedotov , Stephanos Panayides

We consider a class of generalized capital asset pricing models in continuous time with a finite number of agents and tradable securities. The securities may not be sufficient to span all sources of uncertainty. If the agents have…

General Finance · Quantitative Finance 2012-10-23 Ulrich Horst , Michael Kupper , Andrea Macrina , Christoph Mainberger