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Cox-Ingersoll-Ross (CIR) processes are widely used in financial modeling such as in the Heston model for the approximative pricing of financial derivatives. Moreover, CIR processes are mathematically interesting due to the irregular square…

Numerical Analysis · Mathematics 2014-03-26 Martin Hutzenthaler , Arnulf Jentzen , Marco Noll

The article presents a general discrete time dividend valuation model when the dividend growth rate is a general continuous variable. The main assumption is that the dividend growth rate follows a discrete time semi-Markov chain with…

Mathematical Finance · Quantitative Finance 2016-05-10 Guglielmo D'Amico

With the emergence of precision medicine, estimating optimal individualized decision rules (IDRs) has attracted tremendous attention in many scientific areas. Most existing literature has focused on finding optimal IDRs that can maximize…

Methodology · Statistics 2022-06-28 Zhengling Qi , Jong-Shi Pang , Yufeng Liu

We study utility indifference prices and optimal purchasing quantities for a contingent claim, in an incomplete semi-martingale market, in the presence of vanishing hedging errors and/or risk aversion. Assuming that the average indifference…

Mathematical Finance · Quantitative Finance 2016-09-23 Michail Anthropelos , Scott Robertson , Konstantinos Spiliopoulos

We identify a notion of reducibility between predicates, called instance reducibility, which commonly appears in reverse constructive mathematics. The notion can be generally used to compare and classify various principles studied in…

Logic · Mathematics 2023-06-22 Andrej Bauer

This article presents an empirical study of thirteen derivative markets for commodity and financial assets. It compares the statistical properties of futures contracts's daily returns at different maturities, from 1998 to 2010 and for…

Statistical Finance · Quantitative Finance 2015-05-20 Delphine Lautier , Franck Raynaud

We prove limit theorems for the super-replication cost of European options in a Binomial model with friction. The examples covered are markets with proportional transaction costs and the illiquid markets. The dual representation for the…

Computational Finance · Quantitative Finance 2011-06-13 Yan Dolinsky , Halil Mete Soner

We study how a decision-maker (DM) learns from data of unknown quality to form robust, ''general-purpose'' posterior beliefs. We develop a framework for robust learning and belief formation under a minimax-regret criterion, cast as a…

Theoretical Economics · Economics 2026-02-18 Yeon-Koo Che , Longjian Li , Tianling Luo

It was generally believed throughout the 20-th century that irreversibility is a purely classical event without operator counterpart. However, a classical irreversible system cannot be consistently decomposed into a finite number of…

General Physics · Physics 2009-11-11 Ruggero Maria Santilli

As operators acting on the undetermined final settlement of a derivative security, expectation is linear but price is non-linear. When the market of underlying securities is incomplete, non-linearity emerges from the bid-offer around the…

Mathematical Finance · Quantitative Finance 2025-09-23 Paul McCloud

Despite the many applications of rate-independent systems, their regularity theory is still largely unexplored. Usually, only weak solution with potentially very low regularity are considered, which requires non-smooth techniques. In this…

Analysis of PDEs · Mathematics 2016-03-01 Filip Rindler , Sebastian Schwarzacher

We provide a unified framework for modeling LIBOR rates using general semimartingales as driving processes and generic functional forms to describe the evolution of the dynamics. We derive sufficient conditions for the model to be…

Mathematical Finance · Quantitative Finance 2016-07-12 Kathrin Glau , Zorana Grbac , Antonis Papapantoleon

We establish deterministic necessary and sufficient conditions for the no-arbitrage notions "no increasing profit" (NIP), "no strong arbitrage" (NSA) and "no unbounded profit with bounded risk" (NUPBR) in one-dimensional general diffusion…

Mathematical Finance · Quantitative Finance 2025-03-19 Alexis Anagnostakis , David Criens , Mikhail Urusov

Irreversibility and acausality of a sub-system are established in exactly soluble harmonic models with reversible and causal dynamics. It is shown that initial conditions, imposed on some dynamical degrees of freedom may break time reversal…

High Energy Physics - Theory · Physics 2015-05-30 Janos Polonyi

We establish a finite-dimensional version of the Arveson-Stinespring dilation theorem for unital completely positive maps on operator systems. This result can be seen as a general principle to deduce finite-dimensional dilation theorems…

Functional Analysis · Mathematics 2022-04-25 Michael Hartz , Martino Lupini

We show that the martingale component in the long-term factorization of the stochastic discount factor due to Alvarez and Jermann (2005) and Hansen and Scheinkman (2009) is highly volatile, produces a downward-sloping term structure of bond…

Mathematical Finance · Quantitative Finance 2016-01-26 Likuan Qin , Vadim Linetsky , Yutian Nie

We introduce a first theory of price impact in presence of an interest-rates term structure. We explain how one can formulate instantaneous and transient price impact on bonds with different maturities, including a cross price impact that…

Trading and Market Microstructure · Quantitative Finance 2021-09-16 Damiano Brigo , Federico Graceffa , Eyal Neuman

In this paper, we give a Breiman's theorem for conditional dependent random vector, where one component has a regularly-varying-tailed distribution with the index $\alpha\ge0$ and its slowly varying function satisfies a relaxed condition,…

Probability · Mathematics 2024-06-06 Zhaolei Cui , Yuebao Wang

Applying historical data from the USD LIBOR transition period, we estimate a joint model for SOFR, Fed Funds, and Eurodollar futures rates as well as spot USD LIBOR and term repo rates. The framework endogenously models basis spreads…

General Finance · Quantitative Finance 2022-03-18 David Skovmand , Jacob Bjerre Skov

We show that Yang-Mills matrix integrals remain convergent when a Myers term is added, and stay in the same topological class as the original model. It is possible to add a supersymmetric Myers term and this leaves the partition function…

High Energy Physics - Theory · Physics 2009-11-10 Peter Austing , John F. Wheater
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