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Stochastic portfolio theory aims at finding relative arbitrages, i.e. trading strategies which outperform the market with probability one. Functionally generated portfolios, which are deterministic functions of the market weights, are an…

Mathematical Finance · Quantitative Finance 2021-01-19 Patrick Mijatovic

We introduce the self-excited multifractal (SEMF) model, defined such that the amplitudes of the increments of the process are expressed as exponentials of a long memory of past increments. The principal novel feature of the model lies in…

Statistical Mechanics · Physics 2011-05-12 Vladimir Filimonov , Didier Sornette

We introduce a new class of forward performance processes that are endogenous and predictable with regards to an underlying market information set and, furthermore, are updated at discrete times. We analyze in detail a binomial model whose…

Mathematical Finance · Quantitative Finance 2019-03-20 Bahman Angoshtari , Thaleia Zariphopoulou , Xun Yu Zhou

In the general framework of a semimartingale financial model and a utility function $U$ defined on the positive real line, we compute the first-order expansion of marginal utility-based prices with respect to a ``small'' number of random…

Probability · Mathematics 2008-12-10 Dmitry Kramkov , Mihai S\^{ı}rbu

The important application of semi-static hedging in financial markets naturally leads to the notion of quasi self-dual processes which is, for continuous semimartingales, related to symmetry properties of both their ordinary as well as…

Probability · Mathematics 2012-02-01 Thorsten Rheinländer , Michael Schmutz

This paper presents a synthesis of the theories of portfolio generating functions and option pricing. The theory of portfolio generation is extended to measure the value of portfolios generated by positive C^{2,1} functions of asset prices…

Pricing of Securities · Quantitative Finance 2025-05-20 Ricardo T. Fernholz , Robert Fernholz

We introduce the concept of forward rank-dependent performance processes, extending the original notion to forward criteria that incorporate probability distortions. A fundamental challenge is how to reconcile the time-consistent nature of…

Mathematical Finance · Quantitative Finance 2019-04-04 Xue Dong He , Moris S. Strub , Thaleia Zariphopoulou

This paper studies the mean field game (MFG) problem arising from a large population competition in fund management, featuring a new type of relative performance via the benchmark tracking. In the $n$-player model, each agent aims to…

Optimization and Control · Mathematics 2026-04-16 Lijun Bo , Yijie Huang , Xiang Yu

We construct a pathwise formulation of a growing population of cells, based on two different samplings of lineages within the population, namely the forward and backward samplings. We show that a general symmetry relation, called…

Populations and Evolution · Quantitative Biology 2021-11-03 Arthur Genthon , David Lacoste

The free field representation for form factors in the sinh-Gordon model and the sine-Gordon model in the breather sector is modified to describe the form factors of descendant operators, which are obtained from the exponential ones,…

Mathematical Physics · Physics 2010-06-01 Boris Feigin , Michael Lashkevich

We introduce simplicial persistence, a measure of time evolution of network motifs in subsequent temporal layers. We observe long memory in the evolution of structures from correlation filtering, with a two regime power law decay in the…

Statistical Finance · Quantitative Finance 2020-09-21 Jeremy D. Turiel , Paolo Barucca , Tomaso Aste

We derive semi-analytic formulae for the power spectra of two-field inflation assuming an arbitrary potential and non-canonical kinetic terms, and we use them both to build phenomenological intuition and to constrain classes of two-field…

Cosmology and Nongalactic Astrophysics · Physics 2011-02-28 Courtney M. Peterson , Max Tegmark

In this review article we explore several recent advances in the quantitative modeling of financial markets. We begin with the Efficient Markets Hypothesis and describe how this controversial idea has stimulated a number of new directions…

adap-org · Physics 2009-10-31 J. Doyne Farmer , Andrew W. Lo

We present a dynamical model for the price evolution of financial assets. The model is based in a two level structure. In the first stage one finds an agent-based model that describes the present state of the investors' beliefs,…

Trading and Market Microstructure · Quantitative Finance 2009-07-30 Miquel Montero

We propose a novel method to improve estimation of asset returns for portfolio optimization. This approach first performs a monthly directional market forecast using an online decision tree. The decision tree is trained on a novel set of…

Portfolio Management · Quantitative Finance 2026-04-07 Nolan Alexander , William Scherer

Recent developments in deep learning techniques have motivated intensive research in machine learning-aided stock trading strategies. However, since the financial market has a highly non-stationary nature hindering the application of…

Portfolio Management · Quantitative Finance 2020-12-15 Kentaro Imajo , Kentaro Minami , Katsuya Ito , Kei Nakagawa

We consider a problem of optimal investment with intermediate consumption and random endowment in an incomplete semimartingale model of a financial market. We establish the key assertions of the utility maximization theory assuming that…

Portfolio Management · Quantitative Finance 2012-10-12 Oleksii Mostovyi

We start from the observation that, anytime two Markov generators share an eigenvalue, the function constructed from the product of the two eigenfunctions associated to this common eigenvalue is a duality function. We push further this…

Probability · Mathematics 2023-09-08 Frank Redig , Federico Sau

We present novel equivalences in random matrix and tensor models between complex and self-adjoint theories with nontrivial quadratic terms in the action, established through an intermediate field representation. More precisely, we show that…

Mathematical Physics · Physics 2026-03-31 Juan Abranches , Alicia Castro , Reiko Toriumi

Here, we examine a mean-field game (MFG) that models the economic growth of a population of non-cooperative rational agents. In this MFG, agents are described by two state variables - the capital and consumer goods they own. Each agent…

Analysis of PDEs · Mathematics 2019-07-26 Diogo Gomes , Laurent Lafleche , Levon Nurbekyan