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We extend the notions of conditioned and controlled invariant spaces to linear dynamical systems over the max-plus or tropical semiring. We establish a duality theorem relating both notions, which we use to construct dynamic observers.…

Optimization and Control · Mathematics 2010-12-20 Michael Di Loreto , Stephane Gaubert , Ricardo D. Katz , Jean-Jacques Loiseau

A class of spectral problems with a hidden Lie-algebraic structure is considered. We define a duality transformation which maps the spectrum of one quasi-exactly solvable (QES) periodic potential to that of another QES periodic potential.…

High Energy Physics - Theory · Physics 2009-11-07 Gerald V. Dunne , M. Shifman

Pricing of financial derivatives, in particular early exercisable options such as Bermudan options, is an important but heavy numerical task in financial institutions, and its speed-up will provide a large business impact. Recently,…

Quantum Physics · Physics 2021-08-23 Koichi Miyamoto

A duality transform for the coalgebra of the free difference quotient derivation-multiplication of an operator with respect to a free algebra of scalars is constructed. The dual object is realized in an algebra of matricial analytic…

Operator Algebras · Mathematics 2007-05-23 Dan Voiculescu

This paper studies duality and optimality conditions in general convex stochastic optimization problems introduced by Rockafellar and Wets in 1976. We derive an explicit dual problem in terms of two dual variables, one of which is the…

Optimization and Control · Mathematics 2022-05-05 Teemu Pennanen , Ari-Pekka Perkkiö

Option pricing models, essential in financial mathematics and risk management, have been extensively studied and recently advanced by AI methodologies. However, American option pricing remains challenging due to the complexity of…

Machine Learning · Computer Science 2024-09-30 Qiguo Sun , Hanyue Huang , XiBei Yang , Yuwei Zhang

This paper concerns the design of a Fourier based pseudospectral numerical method for the model of European Option Pricing with transaction costs under Exponential Utility derived by Davis, Panas and Zariphopoulou. Computing the option…

Numerical Analysis · Mathematics 2021-04-19 Javier de Frutos , Victor Gaton

We show how inter-asset dependence information derived from market prices of options can lead to improved model-free price bounds for multi-asset derivatives. Depending on the type of the traded option, we either extract correlation…

Mathematical Finance · Quantitative Finance 2023-09-26 Jonathan Ansari , Eva Lütkebohmert , Ariel Neufeld , Julian Sester

Financial derivative pricing is a significant challenge in finance, involving the valuation of instruments like options based on underlying assets. While some cases have simple solutions, many require complex classical computational methods…

Computational Finance · Quantitative Finance 2025-05-15 Robert Scriba , Yuying Li , Jingbo B Wang

Differential equations can be used to construct predictive models of a diverse set of real-world phenomena like heat transfer, predator-prey interactions, and missile tracking. In our work, we explore one particular application of…

Pricing of Securities · Quantitative Finance 2025-10-28 Brandon Kaplowitz , Siddharth G. Reddy

The matter of the stability for multi-asset American option pricing problems is a present remaining challenge. In this paper a general transformation of variables allows to remove cross derivative terms reducing the stencil of the proposed…

Pricing of Securities · Quantitative Finance 2017-01-31 Rafael Company , Vera Egorova , Lucas Jódar , Fazlollah Soleymani

It is shown that the dual to the linear programming problem that arises in constraint-based models of metabolism can be given a thermodynamic interpretation in which the shadow prices are chemical potential analogues, and the objective is…

Subcellular Processes · Quantitative Biology 2009-11-13 Patrick B. Warren , Janette L. Jones

In this article we develop a duality principle suitable for a large class of problems in optimization. The main result is obtained through basic tools of convex analysis and duality theory. We establish a correct relation between the…

Optimization and Control · Mathematics 2019-06-26 Fabio Botelho

Our goal here is to discuss the pricing problem of European and American options in discrete time using elementary calculus so as to be an easy reference for first year undergraduate students. Using the binomial model we compute the fair…

Mathematical Finance · Quantitative Finance 2016-04-07 Nikolaos Halidias

For utility functions $u$ finite valued on $\mathbb{R}$, we prove a duality formula for utility maximization with random endowment in general semimartingale incomplete markets. The main novelty of the paper is that possibly non locally…

Pricing of Securities · Quantitative Finance 2009-06-02 Sara Biagini , Marco Frittelli , Matheus R. Grasselli

The important application of semi-static hedging in financial markets naturally leads to the notion of quasi self-dual processes which is, for continuous semimartingales, related to symmetry properties of both their ordinary as well as…

Probability · Mathematics 2012-02-01 Thorsten Rheinländer , Michael Schmutz

Using tools from spectral analysis, singular and regular perturbation theory, we develop a systematic method for analytically computing the approximate price of a derivative-asset. The payoff of the derivative-asset may be path-dependent.…

Computational Finance · Quantitative Finance 2012-04-09 Matthew Lorig

In this paper, we investigate the generalization of the Call-Put duality equality obtained in [1] for perpetual American options when the Call-Put payoff $(y-x)^+$ is replaced by $\phi(x,y)$. It turns out that the duality still holds under…

Probability · Mathematics 2016-08-16 Aurélien Alfonsi , Benjamin Jourdain

This paper studies the continuous time utility maximization problem on consumption with addictive habit formation in incomplete semimartingale markets. Introducing the set of auxiliary state processes and the modified dual space, we embed…

Portfolio Management · Quantitative Finance 2015-05-29 Xiang Yu

We investigate the links between various no-arbitrage conditions and the existence of pricing functionals in general markets, and prove the Fundamental Theorem of Asset Pricing therein. No-arbitrage conditions, either in this abstract…

Mathematical Finance · Quantitative Finance 2021-05-25 Sergey Badikov , Mark H. A. Davis , Antoine Jacquier