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Empirical evidence suggests that fixed income markets exhibit unspanned stochastic volatility (USV), that is, that one cannot fully hedge volatility risk solely using a portfolio of bonds. While [1] showed that no two-factor…

Mathematical Finance · Quantitative Finance 2018-04-17 Damir Filipović , Martin Larsson , Francesco Statti

We consider the problem of constructing an appropriate multivariate model for the study of the counterparty credit risk in credit rating migration problem. For this financial problem different multivariate Markov chain models were proposed.…

Probability · Mathematics 2012-10-08 Guglielmo D'Amico , Raimondo Manca , Giovanni Salvi

In the context of multi-curve modeling we consider a two-curve setup, with one curve for discounting (OIS swap curve) and one for generating future cash flows (LIBOR for a give tenor). Within this context we present an approach for the…

Pricing of Securities · Quantitative Finance 2014-01-22 Laura Morino , Wolfgang J. Ruggaldier

Compartmental models, especially the Susceptible-Infected-Removed (SIR) model, have long been used to understand the behaviour of various diseases. Allowing parameters, such as the transmission rate, to be time-dependent functions makes it…

Methodology · Statistics 2024-09-27 Son Luu , Edward Susko , Lam Si Tung Ho

We use the theory of complex networks in order to quantitatively characterize the formation of communities in a particular financial market. The system is composed by different banks exchanging on a daily basis loans and debts of liquidity.…

Physics and Society · Physics 2009-11-13 G. De Masi , G. Iori , G. Caldarelli

In this work, we consider the issue of pricing exchange options and spread options with stochastic interest rates. We provide the closed form solution for the exchange option price when interest rate is stochastic. Our result holds when…

Condensed Matter · Physics 2007-05-23 Craig Liu , D. F. Wang

We introduce the Volterra Stein-Stein model with stochastic interest rates, where both volatility and interest rates are driven by correlated Gaussian Volterra processes. This framework unifies various well-known Markovian and non-Markovian…

Mathematical Finance · Quantitative Finance 2025-07-17 Eduardo Abi Jaber , Donatien Hainaut , Edouard Motte

The Interbank Offered Rate is a vital benchmark interest rate in the financial markets of every country to which financial contracts are tied. In the light of the recent LIBOR manipulation incident, this paper seeks to address the fear that…

Statistical Finance · Quantitative Finance 2012-08-15 Murphy Choy , Enoch Chng , Koo Ping Shung

Proportional rate models are among the most popular methods for analyzing the rate function of counting processes. Although providing a straightforward rate-ratio interpretation of covariate effects, the proportional rate assumption implies…

Methodology · Statistics 2023-05-04 Yifei Sun , Ying Sheng

In this paper, we employ Credit Default Swaps (CDS) to model the joint and conditional distress probabilities of banks in Europe and the U.S. using factor copulas. We propose multi-factor, structured factor, and factor-vine models where the…

Statistical Finance · Quantitative Finance 2024-01-09 Hoang Nguyen , Audronė Virbickaitė , M. Concepción Ausín , Pedro Galeano

We find that factors explaining bank loan recovery rates vary depending on the state of the economic cycle. Our modeling approach incorporates a two-state Markov switching mechanism as a proxy for the latent credit cycle, helping to explain…

Risk Management · Quantitative Finance 2018-04-20 Hong Wang , Catherine S. Forbes , Jean-Pierre Fenech , John Vaz

We propose a semi-structured discrete-time multi-state model to analyse mortgage delinquency transitions. This model combines an easy-to-understand structured additive predictor, which includes linear effects and smooth functions of time…

Applications · Statistics 2026-03-30 Victor Medina-Olivares , Wangzhen Xia , Stefan Lessmann , Nadja Klein

Approximate models of world state transitions are necessary when building plans for complex systems operating in dynamic environments. External event probabilities can depend on state feature values as well as time spent in that particular…

Artificial Intelligence · Computer Science 2013-02-18 Ella M. Atkins , Edmund H. Durfee , Kang G. Shin

This paper develops a dynamic factor model that uses euro area (EA) country-specific information on output and inflation to estimate an area-wide measure of the output gap. Our model assumes that output and inflation can be decomposed into…

Econometrics · Economics 2020-01-14 Florian Huber , Michael Pfarrhofer , Philipp Piribauer

This paper proposes a semiparametric sieve approach to estimate impulse response functions of nonlinear time series within a general class of structural autoregressive models. We prove that a two-step procedure can flexibly accommodate…

Econometrics · Economics 2025-06-19 Giovanni Ballarin

Models which postulate lognormal dynamics for interest rates which are compounded according to market conventions, such as forward LIBOR or forward swap rates, can be constructed initially in a discrete tenor framework. Interpolating…

Mathematical Finance · Quantitative Finance 2018-06-22 Erik Schlögl

In this work, the SIR epidemiological model is reformulated so to highlight the important {\em effective reproduction number}, as well as to account for the {\em generation time}, inverse of the {\em incidence rate}, and the {\em infectious…

Populations and Evolution · Quantitative Biology 2021-07-27 Ignazio Lazzizzera

US Yield curve has recently collapsed to its most flattened level since subprime crisis and is close to the inversion. This fact has gathered attention of investors around the world and revived the discussion of proper modeling and…

Statistical Finance · Quantitative Finance 2018-08-01 Jarek Duda , Małgorzata Snarska

When interest rate dynamics are described by the Libor Market Model as in BGM97, we show how some essential risk-management results can be obtained from the dual of the calibration program. In particular, if the objetive is to maximize…

Computational Engineering, Finance, and Science · Computer Science 2007-05-23 Alexandre d'Aspremont

Especially in the insurance industry interest rate models play a crucial role e.g. to calculate the insurance company's liabilities, performance scenarios or risk measures. A prominant candidate is the 2-Additive-Factor Gaussian Model…

Mathematical Finance · Quantitative Finance 2020-06-16 Christoph Berninger , Julian Pfeiffer
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