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This paper studies the topic of cost-efficiency in incomplete markets. A payoff is called cost-efficient if it achieves a given probability distribution at some given investment horizon with a minimum initial budget. Extensive literature…

Portfolio Management · Quantitative Finance 2026-05-13 Carole Bernard , Stephan Sturm

We study expected utility maximization problem with constant relative risk aversion utility function in a complete market under the reinforcement learning framework. To induce exploration, we introduce the Tsallis entropy regularizer, which…

Machine Learning · Computer Science 2025-02-04 Chen Ziyi , Gu Jia-wen

We study a method for calculating the utility function from a candidate of a demand function that is not differentiable, but is locally Lipschitz. Using this method, we obtain two new necessary and sufficient conditions for a candidate of a…

Theoretical Economics · Economics 2024-04-02 Yuhki Hosoya

We study the fractional maximal operator acting between Orlicz spaces. We characterise whether the operator is bounded between two given Orlicz spaces. Also a necessary and sufficient conditions for the existence of an optimal target and…

Functional Analysis · Mathematics 2019-03-14 Vít Musil

In a continuous-time model with multiple assets described by c\`{a}dl\`{a}g processes, this paper characterizes superhedging prices, absence of arbitrage, and utility maximizing strategies, under general frictions that make execution prices…

Pricing of Securities · Quantitative Finance 2015-06-22 Paolo Guasoni , Miklós Rásonyi

For incomplete preference relations that are represented by multiple priors and/or multiple -- possibly multivariate -- utility functions, we define a certainty equivalent as well as the utility buy and sell prices and indifference price…

Optimization and Control · Mathematics 2021-04-06 Birgit Rudloff , Firdevs Ulus

We study arbitrage opportunities, market viability and utility maximization in market models with an insider. Assuming that an economic agent possesses from the beginning an additional information in the form of a random variable G, which…

Risk Management · Quantitative Finance 2016-10-03 Ngoc Huy Chau , Wolfgang Runggaldier , Peter Tankov

We revisit Merton's portfolio optimization problem under boun-ded state-dependent utility functions, in a market driven by a L\'evy process $Z$ extending results by Karatzas et. al. (1991) and Kunita (2003). The problem is solved using a…

Portfolio Management · Quantitative Finance 2009-01-15 Jose E. Figueroa-Lopez , Jin Ma

This paper studies a finite-horizon portfolio selection problem with non-concave terminal utility and proportional transaction costs, in which the commonly used concavification principle for terminal value is no longer applicable. We…

Mathematical Finance · Quantitative Finance 2025-06-04 Shuaijie Qian , Chen Yang

We develop a duality theory for the problem of maximising expected lifetime utility from inter-temporal wealth over an infinite horizon, under the minimal no-arbitrage assumption of No Unbounded Profit with Bounded Risk (NUPBR). We use only…

Portfolio Management · Quantitative Finance 2020-10-13 Michael Monoyios

In this paper, we propose a multilevel stochastic framework for the solution of nonconvex unconstrained optimization problems. The proposed approach uses random regularized first-order models that exploit an available hierarchical…

Optimization and Control · Mathematics 2025-11-27 Filippo Marini , Margherita Porcelli , Elisa Riccietti

Let $L$ be a non-negative self-adjoint operator on $L^2(\mathbb{R}^n)$ whose heat kernels have the Gaussian upper bound estimates. Assume that the growth function $\varphi:\,\mathbb{R}^n\times[0,\infty) \to[0,\infty)$ satisfies that…

Classical Analysis and ODEs · Mathematics 2016-03-17 Dachun Yang , Sibei Yang

This paper studies the problem of optimal investment in incomplete markets, robust with respect to stopping times. We work on a Brownian motion framework and the stopping times are adapted to the Brownian filtration. Robustness can only be…

Probability · Mathematics 2008-12-02 Traian A Pirvu , Ulrich G Haussmann

We study a robust portfolio optimization problem under model uncertainty for an investor with logarithmic or power utility. The uncertainty is specified by a set of possible L\'evy triplets; that is, possible instantaneous drift, volatility…

Mathematical Finance · Quantitative Finance 2016-03-23 Ariel Neufeld , Marcel Nutz

We establish pointwise estimates expressed in terms of a nonlinear potential of a generalized Wolff type for $A$-superharmonic functions with nonlinear operator $A:\Omega\times\mathbb{R}^n\to\mathbb{R}^n$ having measurable dependence on the…

Analysis of PDEs · Mathematics 2020-06-26 Iwona Chlebicka , Flavia Giannetti , Anna Zatorska-Goldstein

We study the most famous example of a large financial market: the Arbitrage Pricing Model, where investors can trade in a one-period setting with countably many assets admitting a factor structure. We consider the problem of maximising…

Portfolio Management · Quantitative Finance 2020-10-06 Laurence Carassus , Miklos Rasonyi

Prediction markets are long known for prediction accuracy. This study systematically explores the fundamental properties of prediction markets, addressing questions about their information aggregation process and the factors contributing to…

Trading and Market Microstructure · Quantitative Finance 2023-11-10 Dian Yu , Jianjun Gao , Weiping Wu , Zizhuo Wang

This paper considers utility indifference valuation of derivatives under model uncertainty and trading constraints, where the utility is formulated as an additive stochastic differential utility of both intertemporal consumption and…

Mathematical Finance · Quantitative Finance 2017-07-26 Huiwen Yan , Gechun Liang , Zhou Yang

We study the optimal liquidation problem in a market model where the bid price follows a geometric pure jump process whose local characteristics are driven by an unobservable finite-state Markov chain and by the liquidation rate. This model…

Mathematical Finance · Quantitative Finance 2019-06-27 Katia Colaneri , Zehra Eksi , Rüdiger Frey , Michaela Szölgyenyi

Obtaining utility maximizing optimal portfolios in closed form is a challenging issue when the return vector follows a more general distribution than the normal one. In this note, we give closed form expressions, in markets based on…

Portfolio Management · Quantitative Finance 2026-02-10 Miklós Rásonyi , Hasanjan Sayit