English

Weighted Shift Matrices: Unitary Equivalence, Reducibility and Numerical Ranges

Functional Analysis 2013-10-22 v1

Abstract

An nn-by-nn (n3n\ge 3) weighted shift matrix AA is one of the form [{array}{cccc}0 & a_1 & & & 0 & \ddots & & & \ddots & a_{n-1} a_n & & & 0{array}], where the aja_j's, called the weights of AA, are complex numbers. Assume that all aja_j's are nonzero and BB is an nn-by-nn weighted shift matrix with weights b1,...,bnb_1,..., b_n. We show that BB is unitarily equivalent to AA if and only if b1...bn=a1...anb_1... b_n=a_1...a_n and, for some fixed kk, 1kn1\le k \le n, bj=ak+j|b_j| = |a_{k+j}| (an+jaja_{n+j}\equiv a_j) for all jj. Next, we show that AA is reducible if and only if AA has periodic weights, that is, for some fixed kk, 1kn/21\le k \le \lfloor n/2\rfloor, nn is divisible by kk, and aj=ak+j|a_j|=|a_{k+j}| for all 1jnk1\le j\le n-k. Finally, we prove that AA and BB have the same numerical range if and only if a1...an=b1...bna_1...a_n=b_1...b_n and Sr(a12,...,an2)=Sr(b12,...,bn2)S_r(|a_1|^2,..., |a_n|^2)=S_r(|b_1|^2,..., |b_n|^2) for all 1rn/21\le r\le \lfloor n/2\rfloor, where SrS_r's are the circularly symmetric functions.

Keywords

Cite

@article{arxiv.1206.1975,
  title  = {Weighted Shift Matrices: Unitary Equivalence, Reducibility and Numerical Ranges},
  author = {Hwa-Long Gau and Ming-Cheng Tsai and Han-Chun Wang},
  journal= {arXiv preprint arXiv:1206.1975},
  year   = {2013}
}

Comments

27 pages

R2 v1 2026-06-21T21:16:52.312Z