English

Waveform Design Based on Mutual Information Upper Bound For Joint Detection and Estimation

Signal Processing 2025-05-01 v1

Abstract

Adaptive radar waveform design grounded in information-theoretic principles is critical for advancing cognitive radar performance in complex environments. This paper investigates the optimization of phase-coded waveforms under constant modulus constraints to jointly enhance target detection and parameter estimation. We introduce a unified design framework based on maximizing a Mutual Information Upper Bound (MIUB), which inherently reconciles the trade-off between detection sensitivity and estimation precision without relying on ad hoc weighting schemes. To model realistic, potentially non-Gaussian statistics of target returns and clutter, we adopt Gaussian Mixture Distributions (GMDs), enabling analytically tractable approximations of the MIUB's constituent Kullback-Leibler divergence and mutual information terms. To address the resulting non-convex problem, we propose the Phase-Coded Dream Optimization Algorithm (PC-DOA), a tailored metaheuristic that leverages hybrid initialization and adaptive exploration-exploitation mechanisms specifically designed for phase-variable optimization. Numerical simulations demonstrate the effectiveness of the proposed method in achieving modestly better detection-estimation trade-off.

Keywords

Cite

@article{arxiv.2504.21322,
  title  = {Waveform Design Based on Mutual Information Upper Bound For Joint Detection and Estimation},
  author = {Ruofeng Yu and Caiguang Zhang and Chenyang Luo and Mengdi Bai and Shangqu Yan and Wei Yang and Yaowen Fu},
  journal= {arXiv preprint arXiv:2504.21322},
  year   = {2025}
}

Comments

11 pages, 9 figures

R2 v1 2026-06-28T23:16:16.656Z