English

Vacancy-Induced Topological Phase Transition via Valley Annihilation in an Anisotropic Honeycomb Lattice

Mesoscale and Nanoscale Physics 2026-07-18 v1

Abstract

A single missing atom can drive a topological phase transition in a lattice that is otherwise trivial for all values of its parameters. We demonstrate this in a two-dimensional honeycomb lattice with anisotropic nearest-neighbor hopping ratio t/tt'/t. The pristine lattice is topologically trivial for all t/tt'/t by the Nielsen-Ninomiya fermion-doubling theorem: Dirac valleys appear in pairs whose topological charges cancel identically in any bulk invariant. A single vacancy breaks this cancelation, acting as an internal boundary with defect winding number ν3=1\nu_3=\mp 1 for t/t<2t'/t<2. At t/t=2t'/t=2, the two Dirac valleys merge and annihilate; the number of active pseudospinor degrees of freedom drops from m=2m=2 to m=1m=1, violating the condition d+D+1=2md+D+1=2m required for a non-trivial winding number. The winding number collapses to ν3=0\nu_3=0: a topological phase transition within a fixed symmetry class (BDI), driven entirely by a bulk Lifshitz transition and observable only through the vacancy. The defect zero mode crosses over from algebraic (1/r{\sim}1/r) to stronger spatial confinement, with its inverse participation ratio reaching a sharp minimum at criticality. Wavefront dislocations in the local density of states provide a direct, spatially resolved image of ν3\nu_3, accessible in graphene and in photonic and cold-atom analogs.

Keywords

Cite

@article{arxiv.2607.16965,
  title  = {Vacancy-Induced Topological Phase Transition via Valley Annihilation in an Anisotropic Honeycomb Lattice},
  author = {Anna Hassine and Amit Goft and Boris Rotstein and Eric Akkermans},
  journal= {arXiv preprint arXiv:2607.16965},
  year   = {2026}
}

Comments

14 pages, 7 figures