English

Unified Active Retrieval for Retrieval Augmented Generation

Computation and Language 2024-10-04 v4

Abstract

In Retrieval-Augmented Generation (RAG), retrieval is not always helpful and applying it to every instruction is sub-optimal. Therefore, determining whether to retrieve is crucial for RAG, which is usually referred to as Active Retrieval. However, existing active retrieval methods face two challenges: 1. They usually rely on a single criterion, which struggles with handling various types of instructions. 2. They depend on specialized and highly differentiated procedures, and thus combining them makes the RAG system more complicated and leads to higher response latency. To address these challenges, we propose Unified Active Retrieval (UAR). UAR contains four orthogonal criteria and casts them into plug-and-play classification tasks, which achieves multifaceted retrieval timing judgements with negligible extra inference cost. We further introduce the Unified Active Retrieval Criteria (UAR-Criteria), designed to process diverse active retrieval scenarios through a standardized procedure. Experiments on four representative types of user instructions show that UAR significantly outperforms existing work on the retrieval timing judgement and the performance of downstream tasks, which shows the effectiveness of UAR and its helpfulness to downstream tasks.

Keywords

Cite

@article{arxiv.2406.12534,
  title  = {Unified Active Retrieval for Retrieval Augmented Generation},
  author = {Qinyuan Cheng and Xiaonan Li and Shimin Li and Qin Zhu and Zhangyue Yin and Yunfan Shao and Linyang Li and Tianxiang Sun and Hang Yan and Xipeng Qiu},
  journal= {arXiv preprint arXiv:2406.12534},
  year   = {2024}
}

Comments

Accepted to Findings of EMNLP 2024, camera-ready version

R2 v1 2026-06-28T17:10:16.705Z