English

Transcendental Regularization of Finite Mixtures:Theoretical Guarantees and Practical Limitations

Machine Learning 2026-02-05 v1 Machine Learning

Abstract

Finite mixture models are widely used for unsupervised learning, but maximum likelihood estimation via EM suffers from degeneracy as components collapse. We introduce transcendental regularization, a penalized likelihood framework with analytic barrier functions that prevent degeneracy while maintaining asymptotic efficiency. The resulting Transcendental Algorithm for Mixtures of Distributions (TAMD) offers strong theoretical guarantees: identifiability, consistency, and robustness. Empirically, TAMD successfully stabilizes estimation and prevents collapse, yet achieves only modest improvements in classification accuracy-highlighting fundamental limits of mixture models for unsupervised learning in high dimensions. Our work provides both a novel theoretical framework and an honest assessment of practical limitations, implemented in an open-source R package.

Keywords

Cite

@article{arxiv.2602.03889,
  title  = {Transcendental Regularization of Finite Mixtures:Theoretical Guarantees and Practical Limitations},
  author = {Ernest Fokoué},
  journal= {arXiv preprint arXiv:2602.03889},
  year   = {2026}
}

Comments

24 pages, 6 figures, 2 tables