English

The Hamiltonian formulation of General Relativity: myths and reality

General Relativity and Quantum Cosmology 2011-07-13 v2 High Energy Physics - Theory

Abstract

A conventional wisdom often perpetuated in the literature states that: (i) a 3+1 decomposition of space-time into space and time is synonymous with the canonical treatment and this decomposition is essential for any Hamiltonian formulation of General Relativity (GR); (ii) the canonical treatment unavoidably breaks the symmetry between space and time in GR and the resulting algebra of constraints is not the algebra of four-dimensional diffeomorphism; (iii) according to some authors this algebra allows one to derive only spatial diffeomorphism or, according to others, a specific field-dependent and non-covariant four-dimensional diffeomorphism; (iv) the analyses of Dirac [Proc. Roy. Soc. A 246 (1958) 333] and of ADM [Arnowitt, Deser and Misner, in "Gravitation: An Introduction to Current Research" (1962) 227] of the canonical structure of GR are equivalent. We provide some general reasons why these statements should be questioned. Points (i-iii) have been shown to be incorrect in [Kiriushcheva et al., Phys. Lett. A 372 (2008) 5101] and now we thoroughly re-examine all steps of the Dirac Hamiltonian formulation of GR. We show that points (i-iii) above cannot be attributed to the Dirac Hamiltonian formulation of GR. We also demonstrate that ADM and Dirac formulations are related by a transformation of phase-space variables from the metric gμνg_{\mu\nu} to lapse and shift functions and the three-metric gkmg_{km}, which is not canonical. This proves that point (iv) is incorrect. Points (i-iii) are mere consequences of using a non-canonical change of variables and are not an intrinsic property of either the Hamilton-Dirac approach to constrained systems or Einstein's theory itself.

Keywords

Cite

@article{arxiv.0809.0097,
  title  = {The Hamiltonian formulation of General Relativity: myths and reality},
  author = {N. Kiriushcheva and S. V. Kuzmin},
  journal= {arXiv preprint arXiv:0809.0097},
  year   = {2011}
}

Comments

References are added and updated, Introduction is extended, Subsection 3.5 is added, 83 pages; corresponds to the published version

R2 v1 2026-06-21T11:15:22.711Z