English

The Alignment Tax: Response Homogenization in Aligned LLMs and Its Implications for Uncertainty Estimation

Machine Learning 2026-03-30 v2 Artificial Intelligence Computation and Language

Abstract

RLHF-aligned language models exhibit response homogenization: on TruthfulQA (n=790), 40-79% of questions produce a single semantic cluster across 10 i.i.d. samples. On affected questions, sampling-based uncertainty methods have zero discriminative power (AUROC=0.500), while free token entropy retains signal (0.603). This alignment tax is task-dependent: on GSM8K (n=500), token entropy achieves 0.724 (Cohen's d=0.81). A base-vs-instruct ablation confirms the causal role of alignment: the base model shows 1.0% single-cluster rate vs. 28.5% for the instruct model (p < 10^{-6}). A training stage ablation (Base 0.0% -> SFT 1.5% -> DPO 4.0% SCR) localizes the cause to DPO, not SFT. Cross-family replication on four model families reveals alignment tax severity varies by family and scale. We validate across 22 experiments, 5 benchmarks, 4 model families, and 3 model scales (3B-14B), with Jaccard, embedding, and NLI-based baselines at three DeBERTa scales (all ~0.51 AUROC). Cross-embedder validation with two independent embedding families rules out coupling bias. Cross-dataset validation on WebQuestions (58.0% SCR) confirms generalization beyond TruthfulQA. The central finding -- response homogenization -- is implementation-independent and label-free. Motivated by this diagnosis, we explore a cheapest-first cascade (UCBD) over orthogonal uncertainty signals. Selective prediction raises GSM8K accuracy from 84.4% to 93.2% at 50% coverage; weakly dependent boundaries (|r| <= 0.12) enable 57% cost savings.

Keywords

Cite

@article{arxiv.2603.24124,
  title  = {The Alignment Tax: Response Homogenization in Aligned LLMs and Its Implications for Uncertainty Estimation},
  author = {Mingyi Liu},
  journal= {arXiv preprint arXiv:2603.24124},
  year   = {2026}
}

Comments

25 pages, 3 figures, 10 tables, 24 experiments across 5 benchmarks. v2: added SINdex head-to-head (Exp 27), NLI validation (Exp 28), decoding protocol analysis. Code: https://github.com/DigitLion/ucbd-experiment

R2 v1 2026-07-01T11:37:02.585Z