English

Steering Over-refusals Towards Safety in Retrieval Augmented Generation

Computation and Language 2025-10-14 v1

Abstract

Safety alignment in large language models (LLMs) induces over-refusals -- where LLMs decline benign requests due to aggressive safety filters. We analyze this phenomenon in retrieval-augmented generation (RAG), where both the query intent and retrieved context properties influence refusal behavior. We construct RagRefuse, a domain-stratified benchmark spanning medical, chemical, and open domains, pairing benign and harmful queries with controlled context contamination patterns and sizes. Our analysis shows that context arrangement / contamination, domain of query and context, and harmful-text density trigger refusals even on benign queries, with effects depending on model-specific alignment choices. To mitigate over-refusals, we introduce \textsc{SafeRAG-Steering}, a model-centric embedding intervention that steers the embedding regions towards the confirmed safe, non-refusing output regions at inference time. This reduces over-refusals in contaminated RAG pipelines while preserving legitimate refusals.

Keywords

Cite

@article{arxiv.2510.10452,
  title  = {Steering Over-refusals Towards Safety in Retrieval Augmented Generation},
  author = {Utsav Maskey and Mark Dras and Usman Naseem},
  journal= {arXiv preprint arXiv:2510.10452},
  year   = {2025}
}

Comments

Preprint

R2 v1 2026-07-01T06:31:56.724Z