English

Stability of spectral characteristics and Bari basis property of boundary value problems for $2 \times 2$ Dirac type systems

Spectral Theory 2020-12-22 v1 Classical Analysis and ODEs Functional Analysis

Abstract

The paper is concerned with the stability property under perturbation QQ~Q\to\widetilde Q of different spectral characteristics of a BVP associated in L2([0,1];C2)L^2([0,1];\Bbb C^2) with the following 2×22\times2 Dirac type equation LU(Q)y=iB1y+Q(x)y=λy,B=diag(b1,b2),b1<0<b2,y=col(y1,y2),(1)L_U(Q)y=-iB^{-1}y'+Q(x)y=\lambda y,\quad B={\rm diag}(b_1,b_2),\quad b_1<0<b_2,\quad y={\rm col}(y_1,y_2),\quad(1) with a potential matrix QLp=Lp([0,1];C2×2)Q\in L^p=L^p([0,1];\Bbb C^{2\times2}) and subject to regular boundary conditions Uy={U1,U2}y=0Uy=\{U_1,U_2\}y=0. Our approach to spectral stability relies on the existence of triangular transformation operators KQ±K_Q^\pm for system (1) with QL1Q\in L^1 established in our previous works. We prove the Lipshitz property of the mapping QKQ±Q\to K_Q^\pm from the balls in LpL^p to the special Banach spaces X,p2,X1,p2X_{\infty,p}^2,X_{1,p}^2, naturally arising here, and obtain similar property for Fourier transforms of KQ±K_Q^\pm. These properties are of independent interest and play a crucial role in the proofs of all stability results discussed in the paper. For instance, as an immediate consequence we get the Lipshitz property of the mapping QΦQQ\to\Phi_Q, where ΦQ\Phi_Q is the fundamental matrix of the system (1). Assuming boundary conditions (BC) to be strictly regular, we show that the mapping Qσ(LU(Q))σ(LU(0))Q\to\sigma(L_U(Q))-\sigma(L_U(0)) sends Lp,p[1,2]L^p,p\in[1,2], either into lpl^{p'} or into lp({(1+n)p2})l^p(\{(1+|n|)^{p-2}\}); we also establish its Lipshitz property on compacts. We show similar result for the mapping QFQF0Q\to F_Q-F_0 into lp(Z;C([0,1];C2))l^{p'}(\Bbb Z; C([0,1];\Bbb C^2)), where FQF_Q is a sequence of normalized eigenfunctions of LU(Q)L_U(Q). Certain modifications of these results are proved for balls in Lp,p[1,2]L^p,p\in[1,2]. If QL2Q\in L^2 we establish a criterion for the system of root vectors of LU(Q)L_U(Q) to form a Bari basis in L2([0,1];C2)L^2([0,1];\Bbb C^2). Under a simple additional assumption this system forms a Bari basis if and only if BC are self-adjoint.

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Cite

@article{arxiv.2012.11170,
  title  = {Stability of spectral characteristics and Bari basis property of boundary value problems for $2 \times 2$ Dirac type systems},
  author = {Anton A. Lunyov and Mark M. Malamud},
  journal= {arXiv preprint arXiv:2012.11170},
  year   = {2020}
}

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70 pages