Spectral-Operator Calculus I: Trace-Form Evaluators and Spectral Growth in the Self-Adjoint Setting
Abstract
We develop Spectral-Operator Calculus (SOC), an axiomatic calculus for scalar evaluation of operator-generated spectral observables. This paper (SOC-I) treats the self-adjoint setting, where observables are bounded Borel transforms and locality is enforced via additivity across spectral partitions. Under unitary invariance, extensivity on orthogonal sums, projector-locality, and a dominated-convergence continuity condition, we prove a rigidity theorem on a natural trace-class envelope: every admissible evaluator agrees with a weighted trace of a single Borel nondecreasing profile applied through the functional calculus. We then introduce a spectral growth taxonomy based on eigenvalue counting asymptotics and show that the polynomial growth regime is stable under the basic constructions of the calculus. These results supply an arithmetic-neutral analytic backbone for subsequent SOC parts and for applications to concrete spectral models. A companion part treats the sectorial/holomorphic setting, where locality is formulated on log-scale via scale-band decompositions and positive kernels rather than spectral projections.
Keywords
Cite
@article{arxiv.2512.13721,
title = {Spectral-Operator Calculus I: Trace-Form Evaluators and Spectral Growth in the Self-Adjoint Setting},
author = {John Homer},
journal= {arXiv preprint arXiv:2512.13721},
year = {2025}
}
Comments
34 pages, 3 appendices. Part I of the Spectral-Operator Calculus series. v2: Title updated; references corrected and reordered; improved internal cross-references; minor editorial fixes