English

Spectra of Tridiagonal Matrices over a Field

Classical Analysis and ODEs 2018-07-25 v1

Abstract

We consider spectra of nn-by-nn irreducible tridiagonal matrices over a field and of their n1n-1-by-n1n-1 trailing principal submatrices. The real symmetric and complex Hermitian cases have been fully understood: it is necessary and sufficient that the necessarily real eigenvalues are distinct and those of the principal submatrix strictly interlace. So this case is very restrictive. By contrast, for a general field, the requirements on the two spectra are much less restrictive. In particular, in the real or complex case, the nn-by-nn characteristic polynomial is arbitrary (so that the algebraic multiplicities may be anything in place of all 1's in the classical cases) and that of the principal submatrix is the complement of a lower dimensional algebraic set (and so relatively free). Explicit conditions are given.

Keywords

Cite

@article{arxiv.1807.08877,
  title  = {Spectra of Tridiagonal Matrices over a Field},
  author = {R. S. Costas-Santos and C. R. Johnson},
  journal= {arXiv preprint arXiv:1807.08877},
  year   = {2018}
}

Comments

18 pages, 6 examples

R2 v1 2026-06-23T03:11:49.419Z