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Sharp Ascent--Descent Spectral Stability under Strong Resolvent Convergence

Numerical Analysis 2025-11-27 v1 Numerical Analysis Functional Analysis Spectral Theory

Abstract

We establish sharp stability results for of non--selfadjoint the ascent and descent spectra under strong resolvent convergence (SRS), a natural framework for finite element approximations of non-selfadjoint and singularly perturbed operators. The key quantitative hypothesis is the reduced minimum modulus γ(Tλ)>0\gamma(T-\lambda)>0, which guarantees closed range and enables the transfer of the Kaashoek -- Taylor criteria via gap convergence of operator graphs. At the essential level, B--Fredholm theory extends stability to powers (Tλ)m(T-\lambda)^m provided γ((Tλ)j)>0\gamma((T-\lambda)^j)>0 for all 1jm1\le j\le m. We introduce a computable finite-element diagnostic γh=σmin(M1/2(AhλM)M1/2)\gamma_h = \sigma_{\min}(M^{-1/2}(A_h-\lambda M)M^{-1/2}), which serves as a practical surrogate for γ(Tλ)\gamma(T-\lambda) and remains uniformly positive even in convection-dominated regimes when stabilized schemes (e.g., SUPG) are employed. Numerical experiments confirm that lim infh0γh>0\liminf_{h\to0}\gamma_h>0 is both necessary and sufficient for spectral stability, while a Volterra-type counterexample demonstrates the indispensability of the closed-range condition for powers. The analysis clarifies why norm resolvent convergence fails for rough or singular limits, and how SRS-combined with quantitative control of γh\gamma_h--rescues ascent--descent stability in realistic computational settings.

Keywords

Cite

@article{arxiv.2511.20971,
  title  = {Sharp Ascent--Descent Spectral Stability under Strong Resolvent Convergence},
  author = {Marwa Ennaceur},
  journal= {arXiv preprint arXiv:2511.20971},
  year   = {2025}
}
R2 v1 2026-07-01T07:55:24.044Z