English

Row-column factorial designs with multiple levels

Statistics Theory 2021-01-18 v1 Statistics Theory

Abstract

An {\em m×nm\times n row-column factorial design} is an arrangement of the elements of a factorial design into a rectangular array. Such an array is used in experimental design, where the rows and columns can act as blocking factors. If for each row/column and vector position, each element has the same regularity, then all main effects can be estimated without confounding by the row and column blocking factors. Formally, for any integer qq, let [q]={0,1,,q1}[q]=\{0,1,\dots ,q-1\}. The qkq^k (full) factorial design with replication α\alpha is the multi-set consisting of α\alpha occurrences of each element of [q]k[q]^k; we denote this by α×[q]k\alpha\times [q]^k. A {\em regular m×nm\times n row-column factorial design} is an arrangement of the the elements of α×[q]k\alpha \times [q]^k into an m×nm\times n array (which we say is of {\em type} Ik(m,n;q)I_k(m,n;q)) such that for each row (column) and fixed vector position i[q]i\in [q], each element of [q][q] occurs n/qn/q times (respectively, m/qm/q times). Let mnm\leq n. We show that an array of type Ik(m,n;q)I_k(m,n;q) exists if and only if (a) qmq|m and qnq|n; (b) qkmnq^k|mn; (c) (k,q,m,n)(2,6,6,6)(k,q,m,n)\neq (2,6,6,6) and (d) if (k,q,m)=(2,2,2)(k,q,m)=(2,2,2) then 44 divides nn. This extends the work of Godolphin (2019), who showed the above is true for the case q=2q=2 when mm and nn are powers of 22. In the case k=2k=2, the above implies necessary and sufficient conditions for the existence of a pair of mutually orthogonal frequency rectangles (or FF-rectangles) whenever each symbol occurs the same number of times in a given row or column.

Keywords

Cite

@article{arxiv.2101.05939,
  title  = {Row-column factorial designs with multiple levels},
  author = {Fahim Rahim and Nicholas Cavenagh},
  journal= {arXiv preprint arXiv:2101.05939},
  year   = {2021}
}
R2 v1 2026-06-23T22:11:25.031Z