English

Robust maximum hands-off optimal control: existence, maximum principle, and $L^{0}$-$L^1$ equivalence

Optimization and Control 2026-01-13 v1 Numerical Analysis Robotics Systems and Control Systems and Control Numerical Analysis

Abstract

This work advances the maximum hands-off sparse control framework by developing a robust counterpart for constrained linear systems with parametric uncertainties. The resulting optimal control problem minimizes an L0L^{0} objective subject to an uncountable, compact family of constraints, and is therefore a nonconvex, nonsmooth robust optimization problem. To address this, we replace the L0L^{0} objective with its convex L1L^{1} surrogate and, using a nonsmooth variant of the robust Pontryagin maximum principle, show that the L0L^{0} and L1L^{1} formulations have identical sets of optimal solutions -- we call this the robust hands-off principle. Building on this equivalence, we propose an algorithmic framework -- drawing on numerically viable techniques from the semi-infinite robust optimization literature -- to solve the resulting problems. An illustrative example is provided to demonstrate the effectiveness of the approach.

Keywords

Cite

@article{arxiv.2601.07256,
  title  = {Robust maximum hands-off optimal control: existence, maximum principle, and $L^{0}$-$L^1$ equivalence},
  author = {Siddhartha Ganguly and Kenji Kashima},
  journal= {arXiv preprint arXiv:2601.07256},
  year   = {2026}
}

Comments

Revised version of a journal submission; comments are welcome

R2 v1 2026-07-01T09:00:11.202Z