English

Quadratic Forms, Real Zeros and Echoes of the Spectral Action

Operator Algebras 2025-12-01 v1 Number Theory

Abstract

For a real distribution D\mathcal{D} on the interval [0,L][0,L] with D~\tilde{\mathcal{ D}} the associated even distribution on the interval [L,L][-L, L], we prove that if the associated quadratic form with Schwartz kernel D~(xy)\tilde{\mathcal{D}}(x - y) defines a lower-bounded selfadjoint operator on L2([L2,L2])L^2([-\frac{L}{2}, \frac{L}{2}]), whose lowest spectral value λ\lambda is a simple, isolated eigenvalue with even eigenfunction ξ\xi, then all the zeros of the entire function ξ^(z)\widehat \xi(z), the Fourier transform of ξ\xi, lie on the real line. The proof proceeds in five steps. (1) We give a C*-algebraic proof of a corollary of Carath\'eodory-Fej\'er's 1911 structure Theorem for Toeplitz matrices: if TMn(C)T \in M_n(\mathbb{C}) is a Hermitian, positive semidefinite Toeplitz matrix of rank n1n - 1, and ξkerT\xi \in \ker T, then the polynomial P(z)=ξjzjP(z) = \sum \xi_j z^j has all its zeros on the unit circle. (2) We formulate and prove a continuous analogue of this result, replacing the Toeplitz matrix with a convolution operator with continuous kernel h(xy)h(x - y), and the polynomial P(z)P(z) with the Fourier transform of the eigenfunction corresponding to the largest eigenvalue. (3) We analyze finite-dimensional truncations of the quadratic forms defined by real, even distributions D\mathcal{D} on [L,L][-L, L], and observe that the resulting matrices exhibit a structure previously encountered in perturbative expansions of the spectral action. (4) We establish an analogue of Carath\'eodory-Fej\'er's corollary for matrices of this specific structure, thereby extending the zero localization result beyond the classical Toeplitz setting. (5) Finally, we apply a classical theorem of Hurwitz concerning the zeros of uniform limits of holomorphic functions to deduce the general result stated above.

Keywords

Cite

@article{arxiv.2511.23257,
  title  = {Quadratic Forms, Real Zeros and Echoes of the Spectral Action},
  author = {Alain Connes and Walter D. van Suijlekom},
  journal= {arXiv preprint arXiv:2511.23257},
  year   = {2025}
}

Comments

26 pages