English

Predictability and Surprise in Large Generative Models

Computers and Society 2022-10-05 v2

Abstract

Large-scale pre-training has recently emerged as a technique for creating capable, general purpose, generative models such as GPT-3, Megatron-Turing NLG, Gopher, and many others. In this paper, we highlight a counterintuitive property of such models and discuss the policy implications of this property. Namely, these generative models have an unusual combination of predictable loss on a broad training distribution (as embodied in their "scaling laws"), and unpredictable specific capabilities, inputs, and outputs. We believe that the high-level predictability and appearance of useful capabilities drives rapid development of such models, while the unpredictable qualities make it difficult to anticipate the consequences of model deployment. We go through examples of how this combination can lead to socially harmful behavior with examples from the literature and real world observations, and we also perform two novel experiments to illustrate our point about harms from unpredictability. Furthermore, we analyze how these conflicting properties combine to give model developers various motivations for deploying these models, and challenges that can hinder deployment. We conclude with a list of possible interventions the AI community may take to increase the chance of these models having a beneficial impact. We intend this paper to be useful to policymakers who want to understand and regulate AI systems, technologists who care about the potential policy impact of their work, and academics who want to analyze, critique, and potentially develop large generative models.

Keywords

Cite

@article{arxiv.2202.07785,
  title  = {Predictability and Surprise in Large Generative Models},
  author = {Deep Ganguli and Danny Hernandez and Liane Lovitt and Nova DasSarma and Tom Henighan and Andy Jones and Nicholas Joseph and Jackson Kernion and Ben Mann and Amanda Askell and Yuntao Bai and Anna Chen and Tom Conerly and Dawn Drain and Nelson Elhage and Sheer El Showk and Stanislav Fort and Zac Hatfield-Dodds and Scott Johnston and Shauna Kravec and Neel Nanda and Kamal Ndousse and Catherine Olsson and Daniela Amodei and Dario Amodei and Tom Brown and Jared Kaplan and Sam McCandlish and Chris Olah and Jack Clark},
  journal= {arXiv preprint arXiv:2202.07785},
  year   = {2022}
}

Comments

Updated to reflect the version submitted (and accepted) to ACM FAccT '22. This update incorporates feedback from peer-review and fixes minor typos. See open access FAccT conference version at: https://dl.acm.org/doi/abs/10.1145/3531146.3533229

R2 v1 2026-06-24T09:40:01.959Z