English

Positive operator-valued noncommutative polynomials are squares

Functional Analysis 2026-01-13 v3 Operator Algebras

Abstract

We establish operator-valued versions of the earlier foundational factorization results for noncommutative polynomials due to Helton (Ann.~Math., 2002) and one of the authors (Linear Alg.~Appl., 2001). Specifically, we show that every positive operator-valued noncommutative polynomial pp admits a single-square factorization p=rrp=r^{*}r. An analogous statement holds for operator-valued noncommutative trigonometric polynomials. Our approach follows the now standard sum-of-squares (sos) paradigm but requires new results and constructions tailored to operator coefficients. Assuming a positive pp is not sos, Hahn--Banach separation yields a linear functional that is positive on the sos cone and negative on pp; a Gelfand--Naimark--Segal (GNS) construction then produces a representing tuple YY leading to contradiction since pp was assumed positive on YY. The main technical input is a canonical tuple AA of self-adjoint operators and, in the unitary case, a canonical tuple UU of unitaries, both constructed from the left-regular representation on Fock space. We prove that, up to a universal constant, the norms p(A)\|p(A)\| and p(U)\|p(U)\| bound the operator norm of any positive semidefinite Gram matrix GG representing the sos polynomial pp. This uniform control is the key input in showing that the cone of (sums of) squares is closed in the product ultraweak topology on the coefficients. A separate approximation argument then produces a separating functional that is continuous for the weak operator topology (WOT). This two-step passage between the ultraweak and WOT topologies constitutes our separation argument and yields the required WOT closedness of the sos cone. With this in hand, the GNS construction associates to such a separating linear functional a finite-rank positive semidefinite noncommutative Hankel matrix and, on its range, produces the desired tuple YY.

Keywords

Cite

@article{arxiv.2511.06487,
  title  = {Positive operator-valued noncommutative polynomials are squares},
  author = {Abhay Jindal and Igor Klep and Scott McCullough},
  journal= {arXiv preprint arXiv:2511.06487},
  year   = {2026}
}

Comments

Final version: To appear in the Integral Equations and Operator Theory

R2 v1 2026-07-01T07:28:31.523Z