English

PCN-Rec: Agentic Proof-Carrying Negotiation for Reliable Governance-Constrained Recommendation

Artificial Intelligence 2026-01-16 v1

Abstract

Modern LLM-based recommenders can generate compelling ranked lists, but they struggle to reliably satisfy governance constraints such as minimum long-tail exposure or diversity requirements. We present PCN-Rec, a proof-carrying negotiation pipeline that separates natural-language reasoning from deterministic enforcement. A base recommender (MF/CF) produces a candidate window of size W, which is negotiated by two agents: a User Advocate optimizing relevance and a Policy Agent enforcing constraints. A mediator LLM synthesizes a top-N slate together with a structured certificate (JSON) describing the claimed constraint satisfaction. A deterministic verifier recomputes all constraints from the slate and accepts only verifier-checked certificates; if verification fails, a deterministic constrained-greedy repair produces a compliant slate for re-verification, yielding an auditable trace. On MovieLens-100K with governance constraints, PCN-Rec achieves a 98.55% pass rate on feasible users (n = 551, W = 80) versus a one-shot single-LLM baseline without verification/repair, while preserving utility with only a 0.021 absolute drop in NDCG@10 (0.403 vs. 0.424); differences are statistically significant (p < 0.05).

Keywords

Cite

@article{arxiv.2601.09771,
  title  = {PCN-Rec: Agentic Proof-Carrying Negotiation for Reliable Governance-Constrained Recommendation},
  author = {Aradhya Dixit and Shreem Dixit},
  journal= {arXiv preprint arXiv:2601.09771},
  year   = {2026}
}