Optimal Control of Hydro-Electric Power Plants with Uncontrolled Spillways
Abstract
In this paper, we study an optimal control problem for a cascade of hydroelectric power plants with reversible turbines and uncontrolled spillways. The system dynamics are governed by a linear control model subject to path constraints. The aim is to maximize the power production profit while respecting operational restrictions on reservoir water levels. The challenge is the presence of uncontrollable spillways: their discontinuous nature and the fact that they are activated at the state boundary prevent the application of known necessary conditions of optimality. To overcome this, we derive necessary conditions by approximating the original problem through a sequence of standard optimal control problems using exponential penalty functions. The applicability of resulting conditions are illustrated by an example.
Keywords
Cite
@article{arxiv.2601.16748,
title = {Optimal Control of Hydro-Electric Power Plants with Uncontrolled Spillways},
author = {Maria do Rosario de Pinho and Maria Margarida A. Ferreira and Georgi Smirnov},
journal= {arXiv preprint arXiv:2601.16748},
year = {2026}
}