English

Open Problems in Constitutional Preference Reconstruction

Artificial Intelligence 2026-06-29 v1

Abstract

Pairwise preference data is widely used for training and evaluating language models (e.g., RLHF), but each datapoint records a \emph{choice}, not the rationale behind it. Methods such as Inverse Constitutional AI (ICAI) attempt to improve interpretability by compressing datasets into short ``constitutions'' of natural-language principles. We argue this framing is under-specified: a flat list of principles is not yet an executable decision rule because it leaves principle composition implicit. We use the pairwise setting as a testbed to empirically characterize three open problems in constitutional methods. First, principle quality is hard to measure: coverage and accuracy are useful but incomplete proxies for end-to-end reconstruction. Second, \emph{composition is ambiguous}: holding principles fixed, different executors (LLM judge versus majority vote) agree only 73%73\% of the time. Third, \emph{constitutions differ between LLMs}: cross-model vote agreement is 73%73\%, whereas intra-model agreement is 81%81\%. Across PRISM, AlpacaEval, and Chatbot Arena, we show that principle refinement (ICAI+) may be a first step towards ameliorating these problems: inter-executor agreement rises to 78%78\%, and transparent executors match LLM judge accuracy (66%66\% vs.\ 67%67\%). Our results highlight that constitutions should be evaluated as \emph{constitution--executor systems}, with implications for LLMs-as-a-judge broadly.

Cite

@article{arxiv.2606.30116,
  title  = {Open Problems in Constitutional Preference Reconstruction},
  author = {Eleanor Clifford and Michael Amir and Arduin Findeis and Aaron Zhao and Robert Mullins},
  journal= {arXiv preprint arXiv:2606.30116},
  year   = {2026}
}

Comments

24 pages, 9 figures, 9 tables