English

On the Robustness of Propagating Bound States in the Continuum

Analysis of PDEs 2026-08-01 v1 Optics

Abstract

Bound states in the continuum (BICs) are localized eigenmodes with their frequencies in the radiation continuum of scattering states. The existence of a BIC implies the loss of uniqueness for scattering problems with given incident waves. Perturbed wave systems close to the ideal ones with a BIC exhibit strong resonance effects that are essential to numerous practical applications. A question of fundamental importance is whether a BIC is robust, i.e., whether it can continue its existence when the structure is slightly perturbed. In an earlier work [Yuan and Lu, Optics Letters, Vol.~42, pp.~4490-4493, 2017], for a class of BICs governed by the two-dimensional (2D) Helmholtz equation, which are not trivially protected by symmetry, we uncovered the conditions that ensure robustness and formally constructed the BIC in perturbed systems using a perturbation method. In this paper, we present a rigorous theory on the robustness of BICs in 2D dielectric structures with a single periodic direction. Specifically, we analyze the solvability and provide estimates for each order in the perturbation series, and prove the convergence of the series.

Keywords

Cite

@article{arxiv.2608.00411,
  title  = {On the Robustness of Propagating Bound States in the Continuum},
  author = {Lijun Yuan and Ya Yan Lu},
  journal= {arXiv preprint arXiv:2608.00411},
  year   = {2026}
}

Comments

24 pages, 1 figure