English

On mixing diffeomorphisms of the disk

Dynamical Systems 2015-09-24 v1

Abstract

We prove that a real analytic pseudo-rotation ff of the disc or the sphere is never topologically mixing. When the rotation number of ff is of Brjuno type, the latter follows from a KAM theorem of R\"ussmann on the stability of real analytic elliptic fixed points. In the non-Brjuno case, we prove that a pseudo-rotation of class CkC^k, k2k\geq 2, is Ck1C^{k-1}-rigid using the simple observation, derived from Franks' Lemma on free discs, that a pseudo-rotation with small rotation number compared to its C1C^1 (or H\"older) norm must be close to Identity. From our result and a structure theorem by Franks and Handel (on zero entropy surface diffeomorphisms) it follows that an analytic conservative diffeomorphism of the disc or the sphere that is topologically mixing must have positive topological entropy. In our proof we need an a priori limit on the growth of the derivatives of the iterates of a pseudo-rotation that we obtain via an effective finite information version of the Katok closing lemma for an area preserving surface diffeomorphism ff, that provides a controlled gap in the possible growth of the derivatives of ff between exponential and sub-exponential.

Keywords

Cite

@article{arxiv.1509.06906,
  title  = {On mixing diffeomorphisms of the disk},
  author = {A. Avila and B. Fayad and P. Le Calvez and D. Xu and Z. Zhang},
  journal= {arXiv preprint arXiv:1509.06906},
  year   = {2015}
}

Comments

41 pages, 4 figures

R2 v1 2026-06-22T11:03:27.456Z