English

On Circular Numerical Ranges of Companion Matrices with Repeated Eigenvalues

Functional Analysis 2026-07-01 v1

Abstract

We prove that if an n×n (n>3)n\times n\ (n > 3) companion matrix AA with the spectrum σ(A)={a}\sigma(A) = \{ a \} has a circular numerical range, then AA is the Jordan block. This problem can be described by examining zeros of the Laurent polynomial arising from geometric properties of the numerical range. The difficulty is that the relevant Laurent coefficients involve both the repeated eigenvalue aa and the radius parameter λ\lambda, so direct coefficient comparison does not isolate aa. We address this by decomposing the relevant matrix into a tridiagonal Toeplitz part plus a rank-two update and using Chebyshev polynomials of the second kind. This reduction yields an explicit Laurent-coefficient formula whose vanishing under the circularity condition gives a=0a=0. Furthermore, we extend this result when the spectrum is σ(A)={0,a}\sigma(A) = \{0, a\} with algebraic multiplicities nmn-m and mm, respectively.

Keywords

Cite

@article{arxiv.2607.01099,
  title  = {On Circular Numerical Ranges of Companion Matrices with Repeated Eigenvalues},
  author = {Hsin-Yi Lee and Wei-Qiang Huang},
  journal= {arXiv preprint arXiv:2607.01099},
  year   = {2026}
}