English

Non-convex dynamic programming and optimal investment

Optimization and Control 2015-04-09 v1 Probability

Abstract

We establish the existence of minimizers in a rather general setting of dynamic stochastic optimization without assuming either convexity or coercivity of the objective function. We apply this to prove the existence of optimal portfolios for non-concave utility maximization problems in financial market models with frictions (such as illiquidity), a first result of its kind. The proofs are based on the dynamic programming principle whose validity is established under quite general assumptions.

Keywords

Cite

@article{arxiv.1504.01903,
  title  = {Non-convex dynamic programming and optimal investment},
  author = {Teemu Penannen and Ari-Pekka Perkkiö and Miklós Rásonyi},
  journal= {arXiv preprint arXiv:1504.01903},
  year   = {2015}
}

Comments

15 pages

R2 v1 2026-06-22T09:12:30.066Z