English

No-go theorem for single time-reversal invariant symmetry-protected Dirac fermions in 3+1d

Strongly Correlated Electrons 2025-08-28 v1 Mesoscale and Nanoscale Physics High Energy Physics - Theory Mathematical Physics math.MP

Abstract

We employ a general method, known as anomaly-matching, to derive new no-go theorems of fermionic lattice models. For our main result, we show that time-reversal invariant 3+1d lattice systems (such as Dirac and Weyl semimetals) can never admit a lone low-energy symmetry-protected Dirac fermion (or node), i.e., it must always come in higher muliplets or be fine-tuned. This theorem holds for both non-interacting and interacting systems as long as the electromagnetic U(1)V,UVU(1)_{V,{\rm UV}} symmetry is a normal subgroup of the microscopic symmetry group GUVG_{\mathrm{UV}}; a condition that is ubiquitous in physical U(1)V,UVU(1)_{V,{\rm UV}} preserving lattice models. To show that our theorems are tight, we also explore both well-known and new systems that are converses of the no-go theorem, obtained by forfeiting certain assumptions such as a broken time-reversal symmetry (magnetic Weyl semimetal), a non-compact non-on-site U(1)U(1) (almost local Dirac node model), no-symmetry protection (fine-tuned Dirac semimetal), or multiple low-energy Dirac nodes (time-reversal invariant Weyl and Dirac semimetals). We will also explicitly demonstrate that, while this theorem strictly prohibits single time-reversal invariant symmetry-protected Dirac node, it does allow for other odd numbers of Dirac nodes under certain circumstances, such as three Dirac nodes in the Fu-Kane-Mele diamond lattice model. This is akin to the Nielsen-Ninomiya theorem for an odd number of differently-charged chiral fermions, whose lattice realizations are allowed if certain anomaly cancellation conditions are met.

Keywords

Cite

@article{arxiv.2508.19329,
  title  = {No-go theorem for single time-reversal invariant symmetry-protected Dirac fermions in 3+1d},
  author = {Lei Gioia and Anton A. Burkov and Taylor L. Hughes},
  journal= {arXiv preprint arXiv:2508.19329},
  year   = {2025}
}

Comments

24+11 pages, 6 figures