English

NLSR: Neuron-Level Safety Realignment of Large Language Models Against Harmful Fine-Tuning

Computation and Language 2024-12-18 v1

Abstract

The emergence of finetuning-as-a-service has revealed a new vulnerability in large language models (LLMs). A mere handful of malicious data uploaded by users can subtly manipulate the finetuning process, resulting in an alignment-broken model. Existing methods to counteract fine-tuning attacks typically require substantial computational resources. Even with parameter-efficient techniques like LoRA, gradient updates remain essential. To address these challenges, we propose \textbf{N}euron-\textbf{L}evel \textbf{S}afety \textbf{R}ealignment (\textbf{NLSR}), a training-free framework that restores the safety of LLMs based on the similarity difference of safety-critical neurons before and after fine-tuning. The core of our framework is first to construct a safety reference model from an initially aligned model to amplify safety-related features in neurons. We then utilize this reference model to identify safety-critical neurons, which we prepare as patches. Finally, we selectively restore only those neurons that exhibit significant similarity differences by transplanting these prepared patches, thereby minimally altering the fine-tuned model. Extensive experiments demonstrate significant safety enhancements in fine-tuned models across multiple downstream tasks, while greatly maintaining task-level accuracy. Our findings suggest regions of some safety-critical neurons show noticeable differences after fine-tuning, which can be effectively corrected by transplanting neurons from the reference model without requiring additional training. The code will be available at \url{https://github.com/xinykou/NLSR}

Keywords

Cite

@article{arxiv.2412.12497,
  title  = {NLSR: Neuron-Level Safety Realignment of Large Language Models Against Harmful Fine-Tuning},
  author = {Xin Yi and Shunfan Zheng and Linlin Wang and Gerard de Melo and Xiaoling Wang and Liang He},
  journal= {arXiv preprint arXiv:2412.12497},
  year   = {2024}
}