English

New advances in universal approximation with neural networks of minimal width

Neural and Evolutionary Computing 2025-12-29 v3 Functional Analysis

Abstract

We prove several universal approximation results at minimal or near-minimal width for approximation of Lp(Rdx,Rdy)L^p(\mathbb{R}^{d_x}, \mathbb{R}^{d_y}) and C0(Rdx,Rdy)C^0(\mathbb{R}^{d_x}, \mathbb{R}^{d_y}) on compact sets. Our approach uses a unified coding scheme that yields explicit constructions relying only on standard analytic tools. We show that feedforward neural networks with two leaky ReLU activations σα\sigma_\alpha, σα\sigma_{-\alpha} achieve the optimal width max{dx,dy}\max\{d_x, d_y\} for LpL^p approximation, while a single leaky ReLU σα\sigma_\alpha achieves width max{2,dx,dy}\max\{2, d_x, d_y\}, providing an alternative proof of the results of Cai et al. (2023). By generalizing to stepped leaky ReLU activations, we extend these results to uniform approximation of continuous functions while identifying sets of activation functions compatible with gradient-based training. Since our constructions pass through an intermediate dimension of one, they imply that autoencoders with a one-dimensional feature space are universal approximators. We further show that squashable activations combined with FLOOR achieve width max{3,dx,dy}\max\{3, d_x, d_y\} for uniform approximation. We also establish a lower bound of max{dx,dy}+1\max\{d_x, d_y\} + 1 for networks when all activations are continuous and monotone and dy2dxd_y \leq 2d_x. Moreover, we extend our results to invertible LU-decomposable networks, proving distributional universal approximation for LU-Net normalizing flows and providing a constructive proof of the classical theorem of Brenier and Gangbo on LpL^p approximation by diffeomorphisms.

Keywords

Cite

@article{arxiv.2411.08735,
  title  = {New advances in universal approximation with neural networks of minimal width},
  author = {Dennis Rochau and Robin Chan and Hanno Gottschalk},
  journal= {arXiv preprint arXiv:2411.08735},
  year   = {2025}
}

Comments

Major revision with significantly extended scope. New results include: (1) optimal width max{d_x, d_y} for L^p approximation with two leaky ReLUs, (2) uniform approximation with stepped leaky ReLU and squashable+FLOOR activations, (3) improved lower bounds for monotone activations. The main text has been extended to 71 pages