English

Mean-Field Stochastic Linear-Quadratic Optimal Controls: Roles of Expectation and Conditional Expectation Operators

Optimization and Control 2025-07-23 v1

Abstract

This paper investigates a mean-field linear-quadratic optimal control problem where the state dynamics and cost functional incorporate both expectation and conditional expectation terms. We explicitly derive the pre-committed, na\"{\i}ve, and equilibrium solutions and establish the well-posedness of the associated Riccati equations. This reveals how the expectation and conditional expectation operators influence time-consistency.

Keywords

Cite

@article{arxiv.2507.16582,
  title  = {Mean-Field Stochastic Linear-Quadratic Optimal Controls: Roles of Expectation and Conditional Expectation Operators},
  author = {Hanxiao Wang and Jiongmin Yong},
  journal= {arXiv preprint arXiv:2507.16582},
  year   = {2025}
}