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Learning and Generalization in Overparameterized Neural Networks, Going Beyond Two Layers

Machine Learning 2020-06-02 v6 Data Structures and Algorithms Neural and Evolutionary Computing Optimization and Control Machine Learning

Abstract

The fundamental learning theory behind neural networks remains largely open. What classes of functions can neural networks actually learn? Why doesn't the trained network overfit when it is overparameterized? In this work, we prove that overparameterized neural networks can learn some notable concept classes, including two and three-layer networks with fewer parameters and smooth activations. Moreover, the learning can be simply done by SGD (stochastic gradient descent) or its variants in polynomial time using polynomially many samples. The sample complexity can also be almost independent of the number of parameters in the network. On the technique side, our analysis goes beyond the so-called NTK (neural tangent kernel) linearization of neural networks in prior works. We establish a new notion of quadratic approximation of the neural network (that can be viewed as a second-order variant of NTK), and connect it to the SGD theory of escaping saddle points.

Keywords

Cite

@article{arxiv.1811.04918,
  title  = {Learning and Generalization in Overparameterized Neural Networks, Going Beyond Two Layers},
  author = {Zeyuan Allen-Zhu and Yuanzhi Li and Yingyu Liang},
  journal= {arXiv preprint arXiv:1811.04918},
  year   = {2020}
}

Comments

V1/V2/V3/V4 polish writing, V5 adds experiments, V6 reflects our camera ready version

R2 v1 2026-06-23T05:13:04.354Z