English

Koopman-Based Linear MPC for Safe Control using Control Barrier Functions

Systems and Control 2026-04-01 v2 Systems and Control

Abstract

This paper proposes a Koopman-based linear model predictive control (LMPC) framework for safety-critical control of nonlinear discrete-time systems. Existing MPC formulations based on discrete-time control barrier functions (DCBFs) enforce safety through barrier constraints but typically result in computationally demanding nonlinear programming. To address this challenge, we construct a DCBF-augmented dynamical system and employ Koopman operator theory to lift the nonlinear dynamics into a higher-dimensional space where both the system dynamics and the barrier function admit a linear predictor representation. This enables the transformation of the nonlinear safety-constrained MPC problem into a quadratic program (QP). To improve feasibility while preserving safety, a relaxation mechanism with slack variables is introduced for the barrier constraints. The resulting approach combines the modeling capability of Koopman operators with the computational efficiency of QP. Numerical simulations on a navigation task for a robot with nonlinear dynamics demonstrate that the proposed framework achieves safe trajectory generation and efficient real-time control.

Keywords

Cite

@article{arxiv.2603.21070,
  title  = {Koopman-Based Linear MPC for Safe Control using Control Barrier Functions},
  author = {Shuo Liu and Liang Wu and Dawei Zhang and Jan Drgona and Calin. A. Belta},
  journal= {arXiv preprint arXiv:2603.21070},
  year   = {2026}
}

Comments

8 pages, 4 figures

R2 v1 2026-07-01T11:31:55.744Z