English

In-Context Optimization for Retrieval-Augmented Generation: A Gradient-Descent Perspective

Computation and Language 2026-05-27 v1

Abstract

In-context learning has recently been linked to implicit gradient descent in linear self-attention models, suggesting that context can induce a forward-pass update. Retrieval-augmented generation (RAG) also relies on context, but retrieved documents are usually treated as static evidence rather than signals for adaptation. We study RAG as an in-context optimization process. First, we show that one linear self-attention layer can implement one gradient-descent step on a unified linearized RAG objective covering both projection-based and dot-product retrieval interfaces. This gives an exact regime where retrieval-augmented prediction and in-context optimization coincide. We use this result not as a literal model of LLM computation, but as a guide for adapting the interaction between queries and retrieved evidence. We then test the boundary of this correspondence: it remains stable under controlled linear extensions, but becomes feature-distribution dependent under nonlinear architectures. Finally, we turn this view into a lightweight method for frozen RAG LLMs. The method keeps the retriever and backbone fixed, and predicts a context-conditioned update to a generator-side evidence-use interface. Across seven QA benchmarks, two retrievers, and two frozen LLM backbones, this forward-only update improves a shared-interface baseline, transfers to held-out tasks, and approaches test-time gradient adaptation at much lower per-query cost.

Keywords

Cite

@article{arxiv.2605.26356,
  title  = {In-Context Optimization for Retrieval-Augmented Generation: A Gradient-Descent Perspective},
  author = {Mingchen Li and Jiatan Huang and Chuxu Zhang and Liang Zhao and Hong Yu},
  journal= {arXiv preprint arXiv:2605.26356},
  year   = {2026}
}