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Guaranteed Trust Region Optimization via Two-Phase KL Penalization

Machine Learning 2023-12-12 v1

Abstract

On-policy reinforcement learning (RL) has become a popular framework for solving sequential decision problems due to its computational efficiency and theoretical simplicity. Some on-policy methods guarantee every policy update is constrained to a trust region relative to the prior policy to ensure training stability. These methods often require computationally intensive non-linear optimization or require a particular form of action distribution. In this work, we show that applying KL penalization alone is nearly sufficient to enforce such trust regions. Then, we show that introducing a "fixup" phase is sufficient to guarantee a trust region is enforced on every policy update while adding fewer than 5% additional gradient steps in practice. The resulting algorithm, which we call FixPO, is able to train a variety of policy architectures and action spaces, is easy to implement, and produces results competitive with other trust region methods.

Keywords

Cite

@article{arxiv.2312.05405,
  title  = {Guaranteed Trust Region Optimization via Two-Phase KL Penalization},
  author = {K. R. Zentner and Ujjwal Puri and Zhehui Huang and Gaurav S. Sukhatme},
  journal= {arXiv preprint arXiv:2312.05405},
  year   = {2023}
}
R2 v1 2026-06-28T13:45:38.319Z