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Guaranteed Lower Eigenvalue Bounds for Spectral Galerkin Methods with Application to Schrödinger Operators

Numerical Analysis 2026-07-05 v1

Abstract

Spectral Galerkin methods are renowned for high-precision eigenvalue approximation, yet a rigorous lower bound obtained directly from a spectral discretisation has remained unavailable: the classical Kato and Weinstein--Temple enclosures do apply, but require a~priori information on a neighbouring eigenvalue. This paper resolves the issue by extending the author's projection-based framework for guaranteed lower eigenvalue bounds -- so far realised only through finite element methods -- to conforming spectral Galerkin methods. For trial spaces of exact eigenfunctions the required projection constant is the closed-form optimal value CN=λM+11/2C_N=\lambda_{M+1}^{-1/2}, the inverse square root of the first omitted eigenvalue. For Δ+V-\Delta+V with 0VL0\le V\in L^\infty, a \emph{projection-gap estimate} yields an explicit constant for the standard Galerkin matrix (exact at V=0V=0), and a composite discretisation removes the VL||V||_{L^\infty}-dependence for large potentials. With Neumann domain truncation these give certified two-sided bounds on RdR^d; for two benchmark potentials on R2R^2 the spectral enclosures match or surpass certified finite element ones at two orders of magnitude fewer degrees of freedom. The same auxiliary-projector mechanism extends to singular potentials with an unbounded LL^\infty norm -- in particular to attractive Coulomb singularities in three dimensions, via a localised Hardy inequality -- which we develop in a companion paper.

Cite

@article{arxiv.2607.04247,
  title  = {Guaranteed Lower Eigenvalue Bounds for Spectral Galerkin Methods with Application to Schrödinger Operators},
  author = {Xuefeng Liu},
  journal= {arXiv preprint arXiv:2607.04247},
  year   = {2026}
}

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28 pages