English

Governing What You Cannot Observe: Adaptive Runtime Governance for Autonomous AI Agents

Artificial Intelligence 2026-04-28 v1

Abstract

Autonomous AI agents can remain fully authorized and still become unsafe as behavior drifts, adversaries adapt, and decision patterns shift without any code change. We propose the \textbf{Informational Viability Principle}: governing an agent reduces to estimating a bound on unobserved risk B^(x)=U(x)+SB(x)+RG(x)\hat{B}(x) = U(x) + SB(x) + RG(x) and allowing an action only when its capacity S(x)S(x) exceeds B^(x)\hat{B}(x) by a safety margin. The \textbf{Agent Viability Framework}, grounded in Aubin's viability theory, establishes three properties -- monitoring (P1), anticipation (P2), and monotonic restriction (P3) -- as individually necessary and collectively sufficient for documented failure modes. \textbf{RiskGate} instantiates the framework with dedicated statistical estimators (KL divergence, segment-vs-rest zz-tests, sequential pattern matching), a fail-secure monotonic pipeline, and a closed-loop Autopilot formalised as an instance of Aubin's regulation map with kill-switch-as-last-resort; a scalar Viability Index VI(t)[1,+1]VI(t) \in [-1,+1] with first-order tt^* prediction transforms governance from reactive to predictive. Contributions are the theoretical framework, the reference implementation, and analytical coverage against published agent-failure taxonomies; quantitative empirical evaluation is scoped as follow-up work.

Keywords

Cite

@article{arxiv.2604.24686,
  title  = {Governing What You Cannot Observe: Adaptive Runtime Governance for Autonomous AI Agents},
  author = {German Marin and Jatin Chaudhary},
  journal= {arXiv preprint arXiv:2604.24686},
  year   = {2026}
}
R2 v1 2026-07-01T12:37:35.358Z