English

Global weak solution of 3-D focusing energy-critical nonlinear Schr\"odinger equation

Analysis of PDEs 2026-01-30 v2 Classical Analysis and ODEs

Abstract

In this article, we prove the existence of global weak solutions to the three-dimensional focusing energy-critical nonlinear Schr\"odinger (NLS) equation in the non-radial case. Furthermore, we prove the weak-strong uniqueness for some class of initial data. The main ingredient of our new approach is to use solutions of an energy-critical Ginzburg-Landau equation as approximations for the corresponding nonlinear Sch\"ordinger equation. In our proofs, we first show the dichotomy of global well-posedness versus finite time blow-up of energy-critical Ginzburg-Landau equation in H˙1(Rd)\dot{H}^1( \mathbb{R}^d) for d=3,4d = 3,4 when the energy is less than the energy of the stationary solution WW. We follow the strategy of C. E. Kenig and F. Merle [25,26], using a concentration-compactness/rigidity argument to reduce the global well-posedness to the exclusion of a critical element. The critical element is ruled out by dissipation of the Ginzburg-Landau equation, including local smoothness, backwards uniqueness and unique continuation. The existence of global weak solution of the three dimensional focusing energy-critical nonlinear Schr\"odinger equation in the non-radial case then follows from the global well-posedness of the energy-critical Ginzburg-Landau equation via a limitation argument. We also adapt the arguments of M. Struwe [37,38] to prove the weak-strong uniqueness when the H˙1\dot{H}^1-norm of the initial data is bounded by a constant depending on the stationary solution WW.

Keywords

Cite

@article{arxiv.2308.01226,
  title  = {Global weak solution of 3-D focusing energy-critical nonlinear Schr\"odinger equation},
  author = {Xing Cheng and Chang-Yu Guo and Yunrui Zheng},
  journal= {arXiv preprint arXiv:2308.01226},
  year   = {2026}
}

Comments

38 pages; changes in the structure and some error are fixed