English

Generalized Non-Hermitian Hamiltonian for Guided Resonances in Photonic Crystal Slabs

Optics 2025-11-21 v3

Abstract

We develop a generalized non-Hermitian Hamiltonian formalism for guided resonances in photonic crystal slabs, derived directly from Maxwell's equations through a systematic guided-mode expansion. By expanding the electromagnetic fields over the complete mode basis of an unpatterned slab and systematically integrating out radiative Fabry--P\'erot channels, we obtain the analytical operator structure of the Hamiltonian, which treats guided-mode coupling and radiation losses on equal footing. The resulting Hamiltonian provides explicit expressions for both dispersive and radiative coupling terms in terms of modal overlap integrals and Fourier components of the permittivity modulation. For specific geometries, the Hamiltonian coefficients can be extracted from full-wave simulations enabling accurate modeling without phenomenological assumptions. As a case study, we investigate hexagonal lattices with both preserved and broken C6C_6 symmetry, demonstrating predictive agreement for complex band structures, near-field distributions, and far-field polarization patterns. In particular, the formalism reproduces symmetry-protected bound states in the continuum (BICs) at the Γ\Gamma point, accidental off-Γ\Gamma BICs near the Γ\Gamma point, and the emergence of chiral exceptional points (EPs). It also captures the tunable behavior of eigenmodes near the KK point, including Dirac-point shifts and the emergence of quasi-BICs or bandgap openings, depending on the nature of C6C_6 symmetry breaking. We further demonstrate in the Appendix that the same formalism extends naturally to other symmetry classes, including C2C_2 (1D grating) and C4C_4 (square lattice) photonic crystal slabs. This approach enables predictive and efficient modeling of complex photonic resonances, revealing their topological and symmetry-protected characteristics in non-Hermitian systems.

Keywords

Cite

@article{arxiv.2507.20033,
  title  = {Generalized Non-Hermitian Hamiltonian for Guided Resonances in Photonic Crystal Slabs},
  author = {Viet Anh Nguyen and Hung Son Nguyen and Zhiyi Yuan and Dung Xuan Nguyen and Cuong Dang and Son Tung Ha and Xavier Letartre and Quynh Le-Van and Hai Son Nguyen},
  journal= {arXiv preprint arXiv:2507.20033},
  year   = {2025}
}